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  4. 3-19917

Administrative Proceeding File No. 3-19917

Respondents

Potomac Capital Markets, LLC
Release Date Release Number Other Release Numbers Name of Document
May 18, 2021 34-91916 Order Granting Motion to Withdraw Application for Review
Feb. 19, 2021 34-91172 Order Denying Stay
Dec. 15, 2020 34-90669 Extension Order
Aug. 18, 2020 34-89602 Extension Order
Release Date Release Number Other Release Numbers Name of Document
Aug. 19, 2019 Application for Review
Sept. 10, 2020 FINRA'S Motion to Dismiss the Application for Review and to Stay the Briefing Schedule
Nov. 19, 2020 Letter from Respondent Regarding Application to Appeal Decision by FINRA to Expel
Jan. 16, 2021 Potomac Capital Markets, LLC'S Opposition to Finra's Motion to Dismiss the Application for Review and to Stay the Briefing Schedule
Jan. 22, 2021 FINRA'S Reply Brief in Support of its Motion to Dismiss the Application for Review
Jan. 30, 2021 Potomac Capital Markets, LLC's Motion for Stay
Feb. 6, 2021 FINRA'S Brief in Opposition to the Motion for a Stay
Feb. 12, 2021 Reply to FINRA'S Opposition to Potomac Capital Markets, LLC'S Motion for Stay
May 5, 2021 Letter dated 4-28-2021 from Applicant announcing Withdrawal and Voluntary Dismissal of Potomac Capital Markets, LLC matter
Dec. 15, 2020 Extension Order
Feb. 19, 2021 Order Denying Stay
May 18, 2021 Order Granting Motion to Withdraw Application for Review

Documents

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