Administrative Proceeding File No. 3-18790

Respondents

Bruton, Karen, CPA
Release Date Release Number Other Release Numbers Name of Document
AP-6545 Order
AP-6540 Order Designating Presiding Judge
34-85630
  • IA-5222
  • AAER-4040
 Order Regarding Further Proceedings
34-84627 Order Denying Petition to Lift Temporary Suspension and Directing Hearing
34-84198
  • AAER-3973
 Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3) of the Commission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Respondent's Surreply in Opposition to the Division of Enforcement's Consolidated
Motion for Summary Disposition
Petition to Lift Rule 102(e)(3) Temporary Suspension
Division of Enforcement's Consolidated Motion for Summary Disposition
Respondents' Opposition to the Division of Enforcement's Consolidated Motion for
Summary Disposition
Division of Enforcement's Notice of Supplemental Authority
Respondents' Response to the Division of Enforcement's Notice of Supplemental
Authority
Initial Decision
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3) of the Commission's Rules of Practice
Notice That Initial Decision Has Become Final
Order Designating Presiding Judge
Order
Order Denying Petition to Lift Temporary Suspension and Directing Hearing
Order Regarding Further Proceedings

Documents