Administrative Proceeding File No. 3-18414

Respondents

Terracciano, Eugene
Release Date Release Number Other Release Numbers Name of Document
34-92054
  • IA-5740
  • IC-34288
 Order Regarding Suspension
34-90842
  • IA-5659
  • IC-34160
 Notice That Initial Decision Has Become Final
1388 Initial Decision
AP-6527 Order
AP-6458 Scheduling Order
AP-6343 Prehearing Order
AP-6323 Order
AP-6139 Order
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5951 Notice
34-83604
  • IA-4956
  • IC-33151
 Order Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Comp\
any Act of 1940, and Ordering Continuation of Proceedings
AP-5875 Notice
AP-5706 Order
AP-5687 Order
AP-5663 Order Scheduling Hearing and Designating Presiding Judge
34-82958 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 194\
0 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Parties' Joint Agreement on Alternative Procedures
Division of Enforcement's Reply Brief ISO its Motion for Sanctions
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 194\
0 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Comp\
any Act of 1940, and Ordering Continuation of Proceedings
Order Scheduling Hearing and Designating Presiding Judge
Order
Order
Notice
Notice
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order
Order
Prehearing Order
Scheduling Order
Order
Order Regarding Suspension

Documents