Administrative Proceeding File No. 3-17963

Respondents

Zipper, Bruce; Dakota Securities International
Release Date Release Number Other Release Numbers Name of Document
34-84324 Order Denying Request for Reconsideration
34-82526 Extension Order
34-82486 Order Requesting Additional Written Submissions
34-81788 Opinion of the Commission
Release Date Release Number Other Release Numbers Name of Document
Letter dated 4/16/17 from Bruce Zipper (Dakota Securities International) Requesting Review of 4/22/16 AWC with FINRA
FINRA's Motion To Dismiss Zipper's Application for Review and to Stay Briefing Schedule
Letter dated 5/18/17 from Applicant to OS re-sending Exhibit D
FINRA's Reply In Support Of Its Motion To Dismiss Zipper's Application For Review And To Stay Briefing Schedule, with Ex. A
Applicant's Motion In Response To FINRA's Motion To Dismiss Application For
Review
Bruce Zipper's Motion Objecting to FINRA's Motion to Dismiss Application for Review and To Stay Briefing Schedule
Respondent's letter dated 6/22/17 in response to FINRA's 6/7/17 Reply Motion to Dismiss regarding application for review and to stay briefing schedule
Letter dated 10/3/17 from Applicant Zipper requesting reconsideration of the Commission's 9/29/17 Opinion
Applicant's Response to FINRA's Brief in Response to the Commission's Order Requesting Additional Written Submissions w/Exhibits A-C
FINRA's Opposition to Zipper's Motion to Adduce Additional Evidence
Bruce Zipper's Response to FINRA's Objection and Opposition to Zipper's Motion to Adduce Additional Evidence
Bruce Zipper's Response to FINRA's Objection and Opposition to Zipper's Motion to Adduce Additional Evidence
Opinion of the Commission
Order Requesting Additional Written Submissions
Extension Order
Order Denying Request for Reconsideration

Documents