Administrative Proceeding File No. 3-17527

Respondents

Hahn, Karl E.
Release Date Release Number Other Release Numbers Name of Document
34-79969
  • IA-4639
 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
AP-4553 Order Extending Stay
AP-4477 Order Staying Proceeding
AP-4309 Order to Show Cause and Scheduling Briefing
AP-4256 Order Following Prehearing Conference
AP-4214 Extension Order
34-78895
  • IA-4533
 Corrected Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
AP-4183 Order Postponing Hearing and Scheduling Prehearing Conference
AP-4128 Order Scheduling Hearing and Designating Presiding Judge
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion and Memorandum of Law Supporting Entry of Default and Sanctions Against Respondent Karl E. Hahn
Declaration of Gretchen Lundgren in Support of Division of Enforcement's Motion and Memorandum of Law Supporting Entry of Default and Sanctions Against Respondent Karl E. Hahn
Corrected Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Extension Order
Order Following Prehearing Conference
Order to Show Cause and Scheduling Briefing
Order Staying Proceeding
Order Extending Stay

Documents