Administrative Proceeding File No. 3-16946

Respondents

Price, George Charles Cody
Release Date Release Number Other Release Numbers Name of Document
IA-4631 Opinion of the Commission
IA-4527 Order Denying Second Motion for Extension of Briefing Schedule
IA-4520 Extension Order
IA-4461 Order Granting Petition for Review and Scheduling Briefs
1018 Initial Decision
AP-3650 Order Granting Respondent's Motion for Leave to File a Surreply
AP-3366 Order Following Prehearing Conference
AP-3337 Order Postponing Hearing and Scheduling Prehearing Conference
AP-3299 Order Scheduling Hearing and Designating Presiding Judge
IA-4259 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to Order Instituting Administrative Proceedings
Division of Enforcement's Motion for Summary Disposition, with Declaration of Lynn Dean in Support of Motion
Division of Enforcement's Reply Brief ISO its Motion for Summary Disposition
Respondent's Petition for Review of Initial Decision
Division of Enforcement's Opposition to Respondent's Request to File Sur-Reply
Respondent's Motion for Leave to File Surreply
Division of Enforcement's Notice of Opposition of Petition for Review
Division of Enforcement's Motion for Summary Affirmance
Respondent's Opposition and Response to the Division of Enforcement's Motion for Summary Disposition
Division of Enforcement's Opposition to Price's Petition for Review and Request to Dismiss Petition
Declaration of Lynn Dean in Support of Division of Enforcement's Opposition to Price's Petition for Review and Request to Dismiss Petition
Declaration of Respondent in Support of Response and in Opposition to Summary Disposition
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Opinion of the Commission
Order Denying Second Motion for Extension of Briefing Schedule
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Granting Respondent's Motion for Leave to File a Surreply
Order Granting Petition for Review and Scheduling Briefs
Extension Order

Documents