Administrative Proceeding File No. 3-16586

Respondents

Pennington, Jason Matthew


Release Date	Release Number	Name of Document
Sept. 11, 2015	34-75905	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
July 15, 2015	AP-2930	Postponement Order
June 24, 2015	AP-2857	Postponement Order
June 10, 2015	AP-2793	Order Scheduling Hearing and Designating Presiding Judge
June 9, 2015	34-75129	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 11, 2015			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
June 9, 2015			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
June 10, 2015			Order Scheduling Hearing and Designating Presiding Judge
June 24, 2015			Postponement Order
July 15, 2015			Postponement Order