Administrative Proceeding File No. 3-16517

Respondents

Kokesh, Charles R.


Release Date	Release Number	Other Release Numbers	Name of Document
June 2, 2023	33-11198	34-97640 IA-6323 IC-34933 AAER-4413	Order Dismissing Proceedings
May 26, 2021	IA-5739		Order Requesting Briefing
Sept. 9, 2015	876		Initial Decision of Default
July 1, 2015	AP-2888		Order to Show Cause
June 8, 2015	AP-2782		Scheduling Order
May 15, 2015	AP-2679		Order Postponing Hearing and Ordering Parties to Conduct a Prehearing Conference
April 29, 2015	AP-2609		Order Scheduling Hearing and Designating Presiding Judge
April 28, 2015	IA-4070		Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
July 31, 2015			Division of Enforcement's Motion for Default Against Respondent, with Attached Mem. Opinion & Order Granting Plaintiffs Motion for Entry of Final Judgment, and Final Judgment
Sept. 9, 2015			Initial Decision of Default
April 28, 2015			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 29, 2015			Order Scheduling Hearing and Designating Presiding Judge
May 15, 2015			Order Postponing Hearing and Ordering Parties to Conduct a Prehearing Conference
June 8, 2015			Scheduling Order
July 1, 2015			Order to Show Cause
May 26, 2021			Order Requesting Briefing