Administrative Proceeding File No. 3-16498

Respondents

Schalk, Russell C., Jr.
Release Date Release Number Other Release Numbers Name of Document
33-10219
  • 34-78898
  • IC-32279
 Russell C. Schalk, Jr.
33-10109
  • 34-78253
  • IC-32173
 Order Requesting Additional Briefs
33-10069
  • 34-77654
  • IC-32080
 Order Granting Petition for Review and Scheduling Briefs
958 Initial Decision
AP-3359 Order Rescheduling Prehearing Conference
AP-3332 Order Rescheduling Prehearing Conference
AP-3321 Order Scheduling Prehearing Conference
AP-3282 Order
AP-3132 Extension Order
AP-3045 Protective Order
AP-2907 Order Following Prehearing Conference
AP-2868 Order Rescheduling Prehearing Conference
AP-2849 Order Scheduling Prehearing Conference
AP-2820 Scheduling Order
AP-2785 Order Following Prehearing Conference
AP-2645 Order Postponing Hearing and Scheduling Prehearing Conference
AP-2561 Order Scheduling Hearing and Designating Presiding Judge
33-9751
  • 34-74753
  • IC-31555
 Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Petition for Review of Initial Decision
Respondent's Brief in Support of Petition for Review
Respondent's Motion to Correct a Manifest Error of Fact
Letter of 11/6/15 to ALJ regarding Division of Enforcement's requests an order requiring Respondent to pay disgorgement, prejudgment Interest, and a thrid-tier penalty in the amounts agreed upon by the parties and ordered by the Commission
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Scheduling Order
Order Scheduling Prehearing Conference
Order Rescheduling Prehearing Conference
Order Following Prehearing Conference
Protective Order
Extension Order
Order
Order Scheduling Prehearing Conference
Order Rescheduling Prehearing Conference
Order Rescheduling Prehearing Conference
Order Granting Petition for Review and Scheduling Briefs
Order Requesting Additional Briefs
Russell C. Schalk, Jr.

Documents