Administrative Proceeding File No. 3-16489

Respondents

Dearman, Larry, Sr.


Release Date	Release Number	Other Release Numbers	Name of Document
June 24, 2015	34-75292	IA-4128	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
May 19, 2015	AP-2689		Stay Order
April 23, 2015	AP-2572		Order Postponing Hearing and Scheduling Prehearing Conference
April 14, 2015	AP-2542		Order Scheduling Hearing and Designating Presiding Judge
April 13, 2015	34-74722	IA-4059	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
April 22, 2015			Division of Enforcement's Motion for Adjournment of Hearing and Scheduling Prehearing Conference
June 24, 2015			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
April 13, 2015			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 14, 2015			Order Scheduling Hearing and Designating Presiding Judge
April 23, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
May 19, 2015			Stay Order