Administrative Proceeding File No. 3-16369

Respondents

Arete Ltd.


Release Date	Release Number	Name of Document
April 27, 2015	780	Initial Decision On Default
Feb. 26, 2015	AP-2362	Order Following Prehearing Conference
Feb. 12, 2015	AP-2308	Order Postponing Hearing and Scheduling Prehearing Conference
Feb. 4, 2015	AP-2285	Order Scheduling Hearing and Designating Presiding Judge
Feb. 4, 2015	IA-4015	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 9, 2015			Notice of Appearance and Motion to Convert Hearing
Feb. 25, 2015			Notice of Service, with Attached Exhibit 1 -Affidavit
March 18, 2015			Motion for Summary Disposition and Default Judgment
April 27, 2015			Initial Decision On Default
Feb. 4, 2015			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940
June 9, 2015			Notice That Initial Decision Has Become Final
Feb. 4, 2015			Order Scheduling Hearing and Designating Presiding Judge
Feb. 12, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
Feb. 26, 2015			Order Following Prehearing Conference