Administrative Proceeding File No. 3-16194

Respondents

Marshall, Paul


Release Date	Release Number	Name of Document
Feb. 13, 2015	AP-2316	Order Discontinuing Proceeding
Dec. 16, 2014	AP-2137	Order
Nov. 17, 2014	AP-2024	Order Scheduling Prehearing Conference
Nov. 7, 2014	AP-1988	Order Postponing Hearing and Scheduling Prehearing Conference
Oct. 20, 2014	AP-1918	Order Scheduling Hearing and Designating Presiding Judge
Oct. 14, 2014	IA-3946	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 18, 2015			Division of Enforcement's Motion to Discontinue Proceedings Against Respondent Without Prejudice.
Feb. 18, 2015			Division of Enforcement's Second Status Report On Service Efforts On Respondent, with Exhibit A.
Oct. 14, 2014			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Oct. 20, 2014			Order Scheduling Hearing and Designating Presiding Judge
Nov. 7, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 17, 2014			Order Scheduling Prehearing Conference
Dec. 16, 2014			Order
Feb. 13, 2015			Order Discontinuing Proceeding