Administrative Proceeding File No. 3-16141

Respondents

Ki, Seijin


Release Date	Release Number	Name of Document
Oct. 28, 2015	907	Initial Decision of Default
April 7, 2015	AP-2507	Order Finding Respondent in Default and Directing Motion for Sanctions
March 18, 2015	AP-2441	Order to Show Cause
Feb. 6, 2015	AP-2292	Order
Oct. 21, 2014	AP-1930	Order Postponing Hearing and Scheduling Periodic Status Updates
Sept. 23, 2014	AP-1834	Order Scheduling Hearing and Designating Presiding Judge
Sept. 22, 2014	34-73161	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 27, 2015			Division of Enforcement's Status Report.
Oct. 28, 2015			Initial Decision of Default
Sept. 22, 2014			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Dec. 21, 2015			Notice That Initial Decision Has Become Final
Sept. 23, 2014			Order Scheduling Hearing and Designating Presiding Judge
Oct. 21, 2014			Order Postponing Hearing and Scheduling Periodic Status Updates
Feb. 6, 2015			Order
March 18, 2015			Order to Show Cause
April 7, 2015			Order Finding Respondent in Default and Directing Motion for Sanctions