Administrative Proceeding File No. 3-15625

Respondents

Ambassador Capital Management, LLC Oglesby, Derek H.
Release Date Release Number Other Release Numbers Name of Document
AP-1911 Order On Motion to Correct Manifest Error of Fact
672 Initial Decision
AP-1435 Order Setting Post-Hearing Schedule
AP-1385 Order Granting Extension of Time
AP-1358 Order Granting Extension of Time
AP-1160 General Prehearing Order
AP-1149 Order Setting Prehearing Schedule
AP-1113 Order Scheduling Telephonic Prehearing Conference
AP-1107 Order Extending Time to File Answers and Postponing Hearing
AP-1074 Order Scheduling Hearing and Designating Presiding Judge
IA-3725
  • IC-30809
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Release Date Release Number Other Release Numbers Name of Document
Answer On Behalf of Ambassador Capital Management, LLC
Answer of Derek H. Oglesby
Respondents' Pre-Hearing Brief
Division of Enforcement's Pre-Hearing Brief
Division of Enforcement's Post-Hearing Brief
Respondents' Post-Hearing Brief
Respondents' Post-Hearing Reply Brief
Division of Enforcement's Post-Hearing Reply Brief
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Scheduling Telephonic Prehearing Conference
Order Extending Time to File Answers and Postponing Hearing
Order Setting Prehearing Schedule
General Prehearing Order
Order Granting Extension of Time
Order Granting Extension of Time
Order Setting Post-Hearing Schedule
Order On Motion to Correct Manifest Error of Fact

Documents