Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort descending Respondents
Release No. 34-77346, AAER-3757
Release No. 34-77344, AAER-3755
Release No. 34-77342, AAER-3753
Release No. 34-77345, AAER-3756
Release No. 34-77343, AAER-3754
Release No. 33-10053, AAER-3752
Release No. 34-77261, AAER-3751
Release No. 34-77254, AAER-3750
Release No. 34-77231, AAER-3748
Release No. 34-77224, IA-4344, AAER-3747
Release No. 34-77207, AAER-3746
Release No. 34-77161, AAER-3744
Release No. 34-77162, AAER-3745
Release No. 34-77145, AAER-3743
Release No. 33-10039, 34-77114, AAER-3742
Release No. 33-10037, 34-77087, AAER-3741
Release No. 33-10036, 34-77073, AAER-3740
Release No. 34-77057, AAER-3738
Release No. 34-77058, AAER-3739
Release No. 34-77005, AAER-3736
Release No. LR-23454, AAER-3734
Release No. 34-76978, AAER-3735
Release No. 34-76938, AAER-3733
Release No. 34-76879, AAER-3732
Release No. 33-10002, 34-76876, AAER-3731
Release No. LR-23440, AAER-3730
Release No. 34-76734, AAER-3729
Release No. LR-23431, AAER-3728
Release No. 34-76634, AAER-3727
Release No. 34-76633, AAER-3726
Release No. 34-76607, AAER-3721
Release No. 34-76608, AAER-3722
Release No. 34-76611, AAER-3725
Release No. 34-76609, AAER-3723
Release No. 34-76610, AAER-3724
Release No. LR-23422, AAER-3720
Release No. 34-76536, AAER-3718
Release No. 34-76537, AAER-3719
Release No. 34-76401, AAER-3717
Release No. 33-9967, 34-76275, AAER-3716
Release No. 34-76250, AAER-3715
Release No. 33-9960, 34-76125, AAER-3714
Release No. LR-23379, AAER-3712
Release No. 34-76074, AAER-3713
Release No. 34-76066, AAER-3711
Release No. 34-76065, AAER-3710
Release No. LR-23372, AAER-3709
Release No. 34-75999, AAER-3708, AAER-3706
Release No. 33-9930, 34-75997, AAER-3706
Release No. 33-9931, 34-75998, AAER-3707, AAER-3706
Release No. 34-75958, AAER-3704
Release No. 34-75963, AAER-3705
Release No. LR-23356, AAER-3703
Release No. 33-9919, 34-75949, AAER-3701
Release No. 33-9917, 34-75947, AAER-3699
Release No. 33-9920, 34-75950, AAER-3702
Release No. 33-9918, 34-75948, AAER-3700
Release No. 33-9914, 34-75941, IC-31829, AAER-3697
Release No. 33-9915, 34-75944, AAER-3698
Release No. 34-75933, AAER-3696
Release No. 34-75921, AAER-3695
Release No. 34-75920, AAER-3694
Release No. 34-75907, AAER-3693
Release No. 34-75861, AAER-3691
Release No. 34-75859, AAER-3689
Release No. 34-75862, AAER-3692
Release No. 34-75860, AAER-3690
Release No. 33-9901, 34-75849, AAER-3683
Release No. 33-9906, 34-75854, AAER-3686
Release No. 33-9902, 34-75850, AAER-3684
Release No. 34-75855, AAER-3687
Release No. 33-9905, 34-75853, AAER-3685
Release No. LR-23334, AAER-3688
See Also: SEC Complaint
Release No. 34-75843, AAER-3681
Release No. 34-75844, AAER-3682
Release No. 34-75795, AAER-3680
Release No. 34-75720, AAER-3679
Release No. 34-75684, AAER-3678
Release No. 34-75667, AAER-3677, IA-4167
Release No. 34-75666, AAER-3676
Release No. 34-75645, AAER-3675
Release No. 33-9881, 34-75622, AAER-3673
Release No. 34-75627, AAER-3674, IA-4162
Release No. 34-75563, AAER-3672
Release No. LR-23309, AAER-3671
Release No. 34-75401, AAER-3670, IA-4138, IC-31710
Release No. 34-75382, AAER-3669
Release No. 34-75343, IC-31703, AAER-3668
Release No. 34-75337, AAER-3667
Release No. IA-4134, AAER-3666
Release No. 34-75298, IA-4130, AAER-3665
Release No. IA-4120, AAER-3664
Release No. 34-75171, IA-4113, AAER-3663
Release No. 33-9804, 34-75110, AAER-3662
Release No. LR-23277, AAER-3661
Release No. 34-75086, AAER-3660
Release No. 33-9799, 34-75088, AAER-3659
Release No. 34-75028, AAER-3658
Release No. 34-75014, AAER-3657
Release No. 33-9772, 34-74976, AAER-3656