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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Adopting Maximum Fees Member Organizations may Charge in Connection with the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission

[Release No. 34-78589; File No. SR-NYSE-2016-55]


Sep. 27, 2016 Rodney D. Johnson, Chairman, BlackRock Equity-Liquidity Independent Directors
Sep. 15, 2016 Christopher O. Petersen, President, Columbia Mutual Funds
Sep. 15, 2016 Ellen Greene, Managing Director, Financial Services Operations, SIFMA
Sep. 12, 2016 Mortimer J. Buckley, Chief Investment Officer, Vanguard, Valley Forge, Pennsylvania
Sep. 12, 2016 Barbara Novick, Vice Chairman, and Benjamin Archibald, Managing Director, BlackRock, Inc.
Sep. 12, 2016 Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Sep. 12, 2016 John Zerr, Managing Director and General Counsel, Invesco Advisers, Inc.
Sep. 12, 2016 Amy B.R. Lancellotta, Managing Director Independent Directors Council
Sep. 12, 2016 David G. Booth, President and Co-Chief Executive Officer, Dimensional Fund Advisors, Austin, Texas
Sep. 12, 2016 David W. Blass, General Counsel, Investment Company Institute
Sep. 12, 2016 Darrell N. Braman, Vice President Managing Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland
Sep. 12, 2016 Mark N. Polebaum, General Counsel, MFS Investment Management, Boston, Massachusetts
Sep. 12, 2016 Thomas E. Faust, Jr., Chairman & Chief Executive Officer, Eaton Vance Corp.
Sep. 8, 2016 James R. Rooney, Chief Financial Officer and Treasurer, Ariel Investment Trust

 

http://www.sec.gov/comments/sr-nyse-2016-55/nyse201655.shtml

Modified: 09/30/2016