Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Adopting Maximum Fees Member Organizations may Charge in Connection with the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission

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Date Received
Date Letter Type Commenter Name
Public Comment Rodney D. Johnson, Chairman, BlackRock Equity-Liquidity Independent Directors
Public Comment Christopher O. Petersen, President, Columbia Mutual Funds
Public Comment Ellen Greene, Managing Director, Financial Services Operations, SIFMA
Public Comment Amy B.R. Lancellotta, Managing Director Independent Directors Council
Public Comment Barbara Novick, Vice Chairman, and Benjamin Archibald, Managing Director, BlackRock, Inc.
Public Comment Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Public Comment Darrell N. Braman, Vice President Managing Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland
Public Comment David G. Booth, President and Co-Chief Executive Officer, Dimensional Fund Advisors, Austin, Texas
Public Comment David W. Blass, General Counsel, Investment Company Institute
Public Comment John Zerr, Managing Director and General Counsel, Invesco Advisers, Inc.
Public Comment Mark N. Polebaum, General Counsel, MFS Investment Management, Boston, Massachusetts
Public Comment Mortimer J. Buckley, Chief Investment Officer, Vanguard, Valley Forge, Pennsylvania
Public Comment Thomas E. Faust, Jr., Chairman & Chief Executive Officer, Eaton Vance Corp.
Public Comment James R. Rooney, Chief Financial Officer and Treasurer, Ariel Investment Trust

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2016-55
Release Number
34-78589
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