Comments on MSRB Rulemaking

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors
Notice of Filing of Amendments to Rule G-23, on Activities of Financial Advisors

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-63946 Robert W. Doty, AGFS, Sacramento, California
Public Comment 34-63946 Patricia E. Bowen, Vice President, Municipal Finance Department, Eastern Bank
Public Comment 34-63946 F. John White, Chief Executive Officer, Public Financial Management, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2011-03
Release Number
34-64564
34-63946
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