Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-73313 Memorandum from the Office of Commissioner Kara Stein regarding a January 23, 2015, meeting with representatives of OTC Link
Public Comment 34-73313 Michael R. Trocchio, Sidley Austin LLP, on behalf of OTC Markets Group Inc.
Public Comment 34-73313 Barry Scadden, Vice President, ATS Trade Support and Operations, Global OTC
Public Comment 34-73313 Dr. Lee Jackson, Esq, PAHCII Founder Chair Pres Owner, California
Public Comment 34-72575 Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York

Last Reviewed or Updated: Jan. 12, 2026

File Number
SR-FINRA-2014-030
Release Number
34-73313
34-72575
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