Comments on FINRA Rulemaking

>Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6432

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a January 23, 2015, meeting with representatives of OTC Link
Public Comment Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2014-011
Release Number
34-71720
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