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Comments on FINRA Rulemaking

>Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6432

(Release No. 34-71720; File No. SR-FINRA-2014-011)

Submitted Comments

Jun. 5, 2014 Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York

Meetings with SEC Officials

Feb. 9, 2015 Memorandum from the Office of Commissioner Kara Stein regarding a January 23, 2015, meeting with representatives of OTC Link




Modified: 02/10/2015