Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

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Date Received
Date Letter Type Commenter Name
Public Comment Richard E. Pullano, Associate Vice President and Chief Counsel, FINRA, Rockville, Maryland
Public Comment Laurence S. Schultz, Driggers Schultz and Herbst, Troy, Michigan
Public Comment Scot Bernstein, Law Offices of Scot D. Bernstein, Folsom, California
Public Comment Thomas P. Willcutts, Esq., Willcutts Law Group, LLC, Hartford, Connecticut
Public Comment Ronald M. Amato, Esq,, Shaheen, Novoselsky, Staat, Filipowski Eccleston, PC, Chicago, Illinois
Public Comment Michael W. Malarney, Esq., The Pearl Law Firm, P.A.
Public Comment Dale Ledbetter, Fort Lauderdale, Florida
Public Comment Steven M. McCauley, Esq., Attorney, Lexington, Kentucky
Public Comment William J. Gladden, JD, CFP, Savannah, Georgia
Public Comment Richard D. DeVita, Hoboken, New Jersey
Public Comment Roger F. Claxton, Law Office of Roger F. Claxton, Dallas, Texas
Public Comment Peter J. Mougey, Esq.
Public Comment John E. Sutherland, Brickley, Sears & Sorett
Public Comment Theodore M. Davis, Esq., Queens, New York
Public Comment Dayton P. Haigney, Esq., New York, New York
Public Comment Stephen P. Meyer, Esq., Meyer, Ford & Glasser
Public Comment Alin L. Rosca, Attorney at Law, John S. Chapman & Associates, LLC
Public Comment Jeffrey Sonn, Sonn & Erez PLC, Fort Lauderdale, Florida
Public Comment John Miller, Attorney, Swanson Midgley, LLC, Kansas City, Missouri
Public Comment Nicholas J. Guiliano, Guiliano Law Firm, P.C., Philadelpha, Pennsylvania
Public Comment W. Scott Greco, Greco & Greco, P.C., McLean, Virginia
Public Comment Christine Lazaro, Supervising Attorney, Peter J. Harrington, Legal Intern, and Lisa A. Catalano, Director, Securities Arbitration Clinic, St. John's University School of Law, Queens, New York
Public Comment David Certner, Legislative Counsel and Legislative Policy Director, AARP
Public Comment Howard Rosenfield, Law Offices of Howard Rosenfield
Public Comment Jonathan W. Evans and Michael S. Edmiston, Studio City, California
Public Comment Keith L. Griffin, Griffin Law Firm, LLC, Indianapolis, Indiana
Public Comment Rex Staples, General Counsel, North American Securities Administrators Association
Public Comment Richard A. Lewins, Esq., Attorney, Dallas, Texas
Public Comment Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Public Comment Scott C. Ilgenfritz, Johnson, Pope, Bokor, Ruppel & Burns, LLP, Tampa, Florida

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-050
Release Number
34-60462
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