September 30, 2009
A September 26, 2009 Wall Street Journal article by columnist Jason Zweig gives an important perspective on the application of the BrokerCheck rule and how it protects ex brokers who have reportable events on their record. It should be considered by the SEC in determining whether the two year purge of an ex brokers record should be allowed to continue. It may be located at the following link.
http://online.wsj.com/article/SB125391647701442179.html#