Comments on Proposed Rule: Registration of Municipal Advisors

Comments have been received from individuals and entities using a variety of Letter Types:


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Richard R. Vosburg, Chartered Financial Analyst, Germantown, Tennessee
Public Comment Walt Sears, Jr., General Manager, Northeast Texas Municipal Water District
Public Comment Reed Eichelberger, General Manager, San Jacinto River Authority
Public Comment Daniel F. Mantzaris, City Attorney for City of St. Cloud, Florida
Public Comment Judith Hetherly, Mayor, City of Lampasas, Texas
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 19, 2011, meeting with representatives of the Illinois Financial Authority (IFA), et al.
Public Comment Jacqueline M. Kovilaritch, Assistant City Attorney, City of St. Petersburg, Florida
Public Comment Scott Serafin, Chairman, Jewett Economic Development Corporation, Jewett, Texas
Public Comment Cynthia M. Davenport, Attorney at Law, Flynn & Davenport, LLC, Troy, Missouri
Public Comment Philip G. Burke, Board President, Garland Housing Finance Agency, Garland, Texas
Public Comment Corinne Gentilesco, Assistant Counsel, Rhode Island Housing
Public Comment Jeffery P. Fegan, Chief Executive Officer, Dallas/Fort Worth International Airport
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment Igor Minin, Solutions Architect, FINRA (Market Regulation Technology)
Public Comment Jim D. Dunaway, City Manager, City of Taylor, Texas, Taylor, Texas
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment George N. Demas, General Counsel, Vermont Housing Finance Agency
Public Comment Steve Ritter, Assistant Finance Director, City of Huntsville, Texas
Public Comment Calvin J. Anthony, Chairman, Oklahoma State University/Agricultural and Mechanical Colleges Board of Regents
Public Comment Alex G. Brown

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-45-10
Release Number
34-63576