Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding an April 3, 2012 meeting with representatives of Americans for Financial Reform, AFL-CIO, Consumer Federation of America, and Public Citizen
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 28, 2012, meeting with representatives of SIFMA
Public Comment Mike Nicholas, Chief Executive Officer, Bond Dealers of America
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 27, 2012, meeting with representatives of Morgan Stanley
Public Comment Timothy Peters, Boise, Idaho
Public Comment Susan S. Chang, Chairperson for and on behalf of The Bankers Association of the Republic of China
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 21, 2012, meeting with a representative of U.S. Insurer
Public Comment Tom Deutsch, Executive Director, American Securitization Forum
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a February 10, 2012, meeting with a representative of the Roosevelt Institute
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 20, 2012, meeting with representatives of Occupy the SEC
Public Comment Sen. Carl Levin, U.S. Senate
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 14, 2012, meeting with representatives of the European Fund and Asset Management Association (EFAMA)
Public Comment Peter Pang, Chairman, Executive Board, Treasury Markets Association, Hong Kong
Public Comment Rep. James A. Himes, U.S. House of Representatives
Public Comment Robert P. Casey, Jr., United States Senator
Public Comment Akshat Tewary, Esq., New York, New York
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 13, 2012, meeting with representatives of The Loan Syndications & Trading Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a February 29, 2012, meeting with representatives of Morgan Stanley
Public Comment Christopher Wilson, Torrance, California
Public Comment Louise Milone, Decatur, Georgia
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 12, 2012, meeting with representatives of HSBC Global Banking and Markets
Public Comment Sarah Magee, Providence, Kentucky
Public Comment John Albin, New York, New York
Public Comment Janine Nichols, Brooklyn, New York
Public Comment John Baka, San Francisco, California
Public Comment Kathy Propst-Dasilva, Garden Grove, California
Public Comment Lew Douglas, Oakland, California
Public Comment David Goldschmidt, Princeton, New Jersey
Public Comment Lucy Subhasiriwatana, New york, New York
Public Comment Michael Glynn, Durham, North Carolina

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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