Comments on Proposed Rule: Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant"

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Date Received
Date Letter Type Commenter Name
Public Comment Joanne Medero, BlackRock, Inc.
Public Comment Joel S. Telpner, Partner, Jones Day, on behalf of Canadian Master Asset Vehicles, New York, New York
Public Comment Joseph W. Brown, CEO, MBIA Inc., Armonk, New York
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Karrie McMillan, General Counsel, Investment Company Institute and Timothy W. Cameron, Esq., Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Public Comment Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy Advocacy, Securities Industry and Financial Markets Association, Washington, District of Columbia
Public Comment Lee Ming Chua, General Counsel, Government of Singapore Investment Corporation Pte Ltd
Public Comment Lisa M. Ledbetter, Vice President and Deputy General Counsel, Legislative & Regulatory Affairs, Freddie Mac
Public Comment Mark J. Ugoretz, President & CEO, The ERISA Industry Committee
Public Comment Mark Scanlan, Vice President, Agriculture & Rural Policy, Independent Community Bankers of America
Public Comment Mary Richardson, Director of Regulatory and Tax Department, the Alternative Investment Management Association (AIMA), London, United Kingdom
Public Comment Michael S. Edwards, Senior Assistant General Counsel, Credit Union National Association
Public Comment Michael Slocum, Executive Vice President, Banking, Capital One Financial Corporation
Public Comment Mike Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Natural Gas Supply Association and National Corn Growers Association, Washington, District of Columbia
Public Comment Paul Architzel, WilmerHale LLP, on behalf of ONEOK, Inc.
Public Comment R. Glenn Hubbard, Co-Chair, John L. Thornton Co-Chair, and Hal S. Scott, Director, Committee on Capital Markets Regulation
Public Comment Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Public Comment Rita M. Molesworth, Willkie Farr & Gallagher LLP
Public Comment Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc.
Public Comment Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Sullivan and Cromwell LLP
Public Comment Tessema Tefferi, Associate Director of Regulatory Affairs, National Association of Federal Credit Unions
Public Comment Timothy P. Selby, Chair, Committee on Futures and Derivatives Regulation, New York City Bar Association
Public Comment Timothy W. Cameron, Esq., Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Public Comment Walter L. Hawkins, Jr., Senior Vice President - Finance, Peabody Energy Corporation
Public Comment Wang Jianxi, Executive Vice President & CRO, China Investment Corporation
Public Comment Warren Davis, Counsel, Sutherland Asbill & Brennan LLP
Public Comment White & Case LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-39-10
Release Number
34-63452
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