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Comments on Concept Release: Companies Engaged in the Business of Acquiring Mortgages and Mortgage-Related Instruments

[Release No. IC-29778; File No. S7-34-11]


Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type A: 17
Comments have been received from individuals and entities using the following Letter Type B: 7
Mar. 2, 2012 Rep. Scott Garrett, et al., U.S. House of Representatives
Dec. 4, 2011 Nicholas E. Spinner, Manager, Grievances and Appeals, MD Care Healthplan, Inc., West Hollywood, California
Nov. 22, 2011 Steven R. Burwell, Director and Counsel, Deutsche Bank Securities Inc.
Nov. 14, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York
Nov. 11, 2011 Rhonda L. Meisner, Broker in Charge, Lewis Land and Realty, Blythewood, South Carolina
Nov. 8, 2011 Jack R. Erkilla, General Counsel, Springleaf REIT Inc.
Nov. 7, 2011 Steven Brown, Managing Director, Morgan Stanley
Nov. 7, 2011 Michael P. Wands, President, Putnam Mortgage Opportunities Company
Nov. 7, 2011 Andrew F. Jacobs, President and Chief Executive Officer, Capstead Mortgage Corporation
Nov. 7, 2011 Geoffrey G. Jervis, Chief Financial Officer, Capital Trust, Inc., New York, New York
Nov. 7, 2011 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 7, 2011 Harold E. Schwartz, Senior Vice President and General Counsel, MFA Financial, Inc.
Nov. 7, 2011 Steven A. Wechsler, President and CEO, National Association of Real Estate Investment Trusts (NAREIT)
Nov. 7, 2011 Bose T. George, Senior Mortgage REIT Analyst, and Frederick Cannon, Director of Research, Keefe, Bruyette & Woods, New York, New York
Nov. 7, 2011 Andrew P. Stone, General Counsel, Redwood Trust, Inc.
Nov. 7, 2011 Christopher L. Duong, Analyst, Hollencrest Capital Management
Nov. 7, 2011 Samuel A. Flax, Executive Vice President and Secretary, American Capital Mortgage Investment Corp.
Nov. 7, 2011 Samuel A. Flax, Executive Vice President and Secretary, American Capital Agency Corp.
Nov. 7, 2011 Michael R. Hough, Chairman and Chief Executive Officer, Hatteras Financial Corp.
Nov. 7, 2011 Appraisal Institute, American Resort Development Association, CCIM Institute, CRE Finance Council, Institute of Real Estate Management, Mortgage Bankers Association, NAIOP, the Commercial Real Estate Development Association, National Apartment Association, National Association of Real Estate Investment Trusts, National Association of Realtors, National Multi Housing Council, Society of Industrial and Office Realtors, and The Real Estate Roundtable
Nov. 7, 2011 Clifford Chance US LLP
Nov. 7, 2011 Stephen M. Renna, Chief Executive Officer, CRE Finance Council
Nov. 7, 2011 Richard J. King, President and Chief Executive Officer, Invesco Ltd.
Nov. 7, 2011 Allan Krinsman, General Counsel, AG Mortgage Investment Trust, Inc.
Nov. 7, 2011 Thomas E. Siering, Chief Executive Officer, Two Harbors Investment Corp.
Nov. 7, 2011 Kenneth E. Bentsen, Jr., EVP, Public Policy and Advocacy, Securities Industry and Financial Markets Association
Nov. 7, 2011 Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia
Nov. 7, 2011 J. Christopher Clifton, Vice President, Legal & Assistant Secretary, PHH Corporation
Nov. 7, 2011 Chris J. Katopis, Executive Director, Association of Mortgage Investors
Nov. 7, 2011 Randy Befumo, CFA, Director of Research, Legg Mason Capital Management, Baltimore, Maryland
Nov. 7, 2011 Michael A.J. Farrell, Chairman, CEO and President, Annaly Capital Management, New York, New York
Nov. 7, 2011 David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association
Nov. 4, 2011 Lloyd McAdams, Chairman and Chief Executive, Anworth Mortgage Asset Corporation, Santa Monica, California
Oct. 23, 2011 Sean Randle, Los Angeles, California
Oct. 17, 2011 Sidney Jacobs
Oct. 17, 2011 Barry Lenk, Esquire
Oct. 14, 2011 John De Young
Oct. 13, 2011 Mark D. Witmer, White Bear Lake, Minnesota
Oct. 12, 2011 Philip Kenney, Bourne, Massachusetts
Oct. 10, 2011 Robert J. Brown, Alexandria, Virginia
Oct. 8, 2011 J. Ludwig, Richmond, Virginia
Oct. 6, 2011 Eduardo J. Rubiera, Orlando, Florida
Oct. 6, 2011 W.E. Powers
Oct. 5, 2011 Chloe Sowers, Staten Island, New York
Oct. 5, 2011 Robert L Scherrer, Jr., Cincinnati, Ohio
Oct. 5, 2011 Philip Van Deusen
Oct. 5, 2011 Gre Wmann, Santa Cruz, California
Oct. 4, 2011 Steven Papell
Oct. 3, 2011 Jonathan A. Hareid, Alexandria, Virginia
Sep. 29, 2011 Richard A. Giguere, Fountain Valley, California
Sep. 28, 2011 Hiro Naito
Sep. 28, 2011 Mark L. Horn, MD, Tenafly, New Jersey
Sep. 26, 2011 Brian M.
Sep. 26, 2011 Russell H. Walters, King of Prussia, Pennsylvania
Sep. 26, 2011 Donna L. Harris, Waukesha, Wisconsin
Sep. 22, 2011 Sean D. Turner, Everett, Washington
Sep. 22, 2011 David L. Hicks, Aurora, Colorado
Sep. 22, 2011 Jeffrey Sargeant, Woodland, Washington
Sep. 21, 2011 Chris Barnard, Germany
Sep. 20, 2011 David Weinhandl
Sep. 20, 2011 David P. Weinhandl, Cannon Falls, Minnesota
Sep. 20, 2011 Virgie Witte
Sep. 20, 2011 Gregory Lauriano
Sep. 20, 2011 Paul Bedinger, Cantella & Co., Inc., Nashua, New Hampshire
Sep. 20, 2011 Gerald L. Ritter, Racine, Wisconsin
Sep. 19, 2011 Alan C. Kifer
Sep. 18, 2011 Stephen L. Feit, CFA, Palm Beach Gardens, Florida
Sep. 18, 2011 Amy Cutson, Esq., Sorrento, Florida
Sep. 17, 2011 Robert Hilton, Sugar Land, Texas
Sep. 16, 2011 David Drumm, Marietta, Georgia
Sep. 16, 2011 Darryl Griff
Sep. 16, 2011 Franette Armstrong
Sep. 16, 2011 Chuck Griffin, Covert, Michigan
Sep. 16, 2011 Paul Cicurel, Miami, Florida
Sep. 15, 2011 Miles Diller, Deming, New Mexico
Sep. 15, 2011 Martin Katz, Oak Hill, Virginia
Sep. 15, 2011 Steve Perricone, Mortgage Banking, Wayne, Pennsylvania
Sep. 14, 2011 Stephen C. Benine, Seattle, Washington
Sep. 14, 2011 Allen West, Shiloh, Illinois
Sep. 14, 2011 Robert C. Delaney, Sherborn, Massachusetts
Sep. 12, 2011 Daniel Alt
Sep. 9, 2011 Mark Shafer, CFP, Stevens Shafer Groth, Portland, Oregon
Sep. 9, 2011 Chris A. Kacin, MD, Woodside, New York
Sep. 8, 2011 Ramzi Lakkis, MBA, Overland Park, Kansas
Sep. 8, 2011 Jamie O'Steen, Hilton Head Island, South Carolina
Sep. 8, 2011 Karthik R. Narayanan, Bradford & Marzec, LLC, Los Angeles, California
Sep. 8, 2011 Paul Jensen
Sep. 8, 2011 M.A. Higgins, M.B.A., Kihei, Hawaii
Sep. 8, 2011 Bill Stokes
Sep. 7, 2011 Herb Sears
Sep. 7, 2011 David Glessner
Sep. 7, 2011 Charles J. Miller, Jr., Langhorne, Pennsylvania
Sep. 7, 2011 William F Weaver, Orange, Connecticut
Sep. 7, 2011 William Wilkinson
Sep. 7, 2011 Bill L. Soule, South Haven, Michigan
Sep. 7, 2011 William J. O'Connor, Jr., Rye, New York
Sep. 7, 2011 Thomas J. Moore, Triadelphia, West Virginia
Sep. 7, 2011 David Halfhill, PhD
Sep. 7, 2011 Brian Daly, Chicago
Sep. 7, 2011 Mark Bridley, CPE, Los Gatos, California
Sep. 7, 2011 David K. Williamson, Kansas City, Missouri
Sep. 7, 2011 Natalie B. Sanders, Weston, Massachusetts
Sep. 7, 2011 Svend Christensen, Bradenton, Florida
Sep. 6, 2011 Byron L. O'Steen, Corona, California
Sep. 6, 2011 Alan S.
Sep. 6, 2011 George T. Smith, Sarasota, Florida
Sep. 6, 2011 John Taylor, Mesa, Arizona
Sep. 6, 2011 Jeffrey Aschkenes, New York, New York
Sep. 6, 2011 Scott Muraika, MD, Lebanon, Pennsylvania
Sep. 6, 2011 William B. Ballantyne, Annapolis, Maryland
Sep. 6, 2011 Vicki L. Ballantyne, Annapolis, Maryland
Sep. 6, 2011 Kenneth L. Ball, Tempe, Arizona
Sep. 6, 2011 Larry Zirlin, Brooklyn, New Mexico
Sep. 6, 2011 Mary Toman
Sep. 6, 2011 Dennis M. McCrone, Scottsdale, Arizona
Sep. 6, 2011 Phil R. Robertson, Port Washington, Wisconsin
Sep. 5, 2011 Howard Hughes, Elkhart, Texas
Sep. 5, 2011 Irene C. Wright, Louisville, Tennessee
Sep. 5, 2011 Robert J. Cunningham, III, New Orleans
Sep. 5, 2011 Jeffery B. Cross, CEO, Cross Capital Company, Inc., Peninsula, Ohio
Sep. 4, 2011 Daniel Yuhasz, Necedah, Wisconsin
Sep. 4, 2011 Sherman R. Marsack, Jr., Howell, Michigan
Sep. 4, 2011 Curt Tweed, Indianapolis, Indiana
Sep. 4, 2011 Bob Boyd, Prescott, Arizona
Sep. 4, 2011 Burgess Freeman, CPA, Latrobe, Pennsylvania
Sep. 4, 2011 James McGuire
Sep. 3, 2011 Moustafa A. Almouabbi, Dearborn, Michigan
Sep. 3, 2011 James B. Collins, Lawrenceville, Georgia
Sep. 3, 2011 Arthur E. Krumholz, Elkton, Florida
Sep. 3, 2011 Brent Hanke
Sep. 3, 2011 Paul H. Kruchten, Mazomanie, Wisconsin
Sep. 3, 2011 Eugene Daly, Chicago, Illinois
Sep. 3, 2011 Ron Weisberg
Sep. 3, 2011 Joseph Russo, Nokomis, Florida
Sep. 3, 2011 Robert R. Hawn, Miami, Florida
Sep. 3, 2011 Nicholas L. Dudley, Advance, North Carolina
Sep. 3, 2011 Brian Farrell, Ventura, California
Sep. 3, 2011 Aubrey Johnson, New York
Sep. 3, 2011 Martin S. Staub
Sep. 3, 2011 Riku Pasonen, Espoo, Finland
Sep. 3, 2011 Daniel Aguilar, Houston, Texas
Sep. 2, 2011 Silviu Brinzei, Charlotte, North Carolina
Sep. 2, 2011 Daniel O. Gorman, Vestal, New York
Sep. 2, 2011 Gary K Giboney, CPA, Professor of Finance, CFO/Treasurer for several Corporations, Individual Investor, County Chief Deputy Auditor-Controller, Salinas, California
Sep. 2, 2011 Richard Sussman, Murphysboro, Illinois
Sep. 2, 2011 Evan E. Strong, San Antonio, Texas
Sep. 2, 2011 William B. Ford, BDC investment professional, Chevy Chase, Maryland
Sep. 2, 2011 Andre B. Uflacker, MD, Charlottesville, Virginia
Sep. 2, 2011 Michael Weaver, Research Analyst, Birmingham, Alabama
Sep. 2, 2011 Hugh L. Patton, Auburntown, Tennessee
Sep. 2, 2011 Michael S. Maher, Financial Blogger, Basking Ridge, New Jersey
Sep. 1, 2011 R. Wesley Pace, Shelbyville, Kentucky
Sep. 1, 2011 Dwight E. Fisher, Sun Valley, California
Sep. 1, 2011 Ray Crain, Houston, Texas
Sep. 1, 2011 Karen Davis, Middle Class Self Employed, Michigan
Sep. 1, 2011 Charles A. Minanno, CPA, CISA, AICPA member, Rolsyn, Pennsylvania
Sep. 1, 2011 Edwin Hoffman, Brielle, New Jersey
Sep. 1, 2011 Wilbert J. Steffen, Valley Ctr, California
Sep. 1, 2011 Jeffrey M. Lattea, Indianapolis, Indiana
Sep. 1, 2011 William Turner, Esquire, Attorney, Overland Park, Kansas
Sep. 1, 2011 Robert Cioffari, CPA
Sep. 1, 2011 Thomas Cole, Florida
Sep. 1, 2011 Nathan Weber
Sep. 1, 2011 Trevor Meserve, Engineer, Honolulu, Hawaii
Sep. 1, 2011 William Roberts, Oak Ridge, Tennessee
Sep. 1, 2011 Michael Joyce, Retired on Dividends, Alameda, California
Sep. 1, 2011 Steven W. Klipowicz, Fort Mill, South Carolina
Sep. 1, 2011 R. Wesley Pace, Shelbyville, Kentucky
Sep. 1, 2011 Andrew Wessel, Portfolio Manager, Eagle Asset Management, Richmond, Virginia
Sep. 1, 2011 Paul D. Wallace Jr, JD MBA CFA, FL, PA, MA Bars CFA Institute, Boca Raton, Florida

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jul. 19, 2012 Memorandum from the Office of Commissioner Aguilar regarding a May 2, 2012, meeting with representatives of the Mortgage Bankers Association
Jul. 19, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 9, 2012, meeting with representatives of the National Association of Real Estate Investment Trusts
Apr. 27, 2012 Memorandum from the Office of Commissioner Walter regarding a March 27, 2012, meeting with representatives of the Mortgage Bankers Association

 

http://www.sec.gov/comments/s7-34-11/s73411.shtml

Modified: 10/16/2014