Comments on Concept Release: Companies Engaged in the Business of Acquiring Mortgages and Mortgage-Related Instruments

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 17
B: 7

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a May 2, 2012, meeting with representatives of the Mortgage Bankers Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 9, 2012, meeting with representatives of the National Association of Real Estate Investment Trusts
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a March 27, 2012, meeting with representatives of the Mortgage Bankers Association
Public Comment Rep. Scott Garrett, et al., U.S. House of Representatives
Public Comment Nicholas E. Spinner, Manager, Grievances and Appeals, MD Care Healthplan, Inc., West Hollywood, California
Public Comment Steven R. Burwell, Director and Counsel, Deutsche Bank Securities Inc.
Public Comment Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York
Public Comment Rhonda L. Meisner, Broker in Charge, Lewis Land and Realty, Blythewood, South Carolina
Public Comment Jack R. Erkilla, General Counsel, Springleaf REIT Inc.
Public Comment Allan Krinsman, General Counsel, AG Mortgage Investment Trust, Inc.
Public Comment Andrew F. Jacobs, President and Chief Executive Officer, Capstead Mortgage Corporation
Public Comment Andrew P. Stone, General Counsel, Redwood Trust, Inc.
Public Comment Appraisal Institute, American Resort Development Association, CCIM Institute, CRE Finance Council, Institute of Real Estate Management, Mortgage Bankers Association, NAIOP, the Commercial Real Estate Development Association, National Apartment Association, National Association of Real Estate Investment Trusts, National Association of Realtors, National Multi Housing Council, Society of Industrial and Office Realtors, and The Real Estate Roundtable
Public Comment Bose T. George, Senior Mortgage REIT Analyst, and Frederick Cannon, Director of Research, Keefe, Bruyette & Woods, New York, New York
Public Comment Chris J. Katopis, Executive Director, Association of Mortgage Investors
Public Comment Christopher L. Duong, Analyst, Hollencrest Capital Management
Public Comment Clifford Chance US LLP
Public Comment David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association
Public Comment Geoffrey G. Jervis, Chief Financial Officer, Capital Trust, Inc., New York, New York
Public Comment Harold E. Schwartz, Senior Vice President and General Counsel, MFA Financial, Inc.
Public Comment J. Christopher Clifton, Vice President, Legal & Assistant Secretary, PHH Corporation
Public Comment Kenneth E. Bentsen, Jr., EVP, Public Policy and Advocacy, Securities Industry and Financial Markets Association
Public Comment Michael A.J. Farrell, Chairman, CEO and President, Annaly Capital Management, New York, New York
Public Comment Michael P. Wands, President, Putnam Mortgage Opportunities Company
Public Comment Michael R. Hough, Chairman and Chief Executive Officer, Hatteras Financial Corp.
Public Comment Randy Befumo, CFA, Director of Research, Legg Mason Capital Management, Baltimore, Maryland
Public Comment Richard J. King, President and Chief Executive Officer, Invesco Ltd.
Public Comment Samuel A. Flax, Executive Vice President and Secretary, American Capital Agency Corp.
Public Comment Samuel A. Flax, Executive Vice President and Secretary, American Capital Mortgage Investment Corp.
Public Comment Stephen M. Renna, Chief Executive Officer, CRE Finance Council

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-34-11
Release Number
IC-29778
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