Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments on Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps

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Date Sort descending Letter Type Release Number Commenter Name
Public Comment 34-93784 Connor Bullying
Public Comment 34-93784 Corey
Public Comment 34-93784 Curtis
Public Comment 34-93784 Curtis Harper
Public Comment 34-93784 Dalton Zerlan
Public Comment 34-93784 Daniel Liefwalker
Public Comment 34-93784 Daniel Morel
Public Comment 34-93784 Daniel Rnnelin
Public Comment 34-93784 Daniel Zanfagna
Public Comment 34-93784 Daron Robinson
Public Comment 34-93784 David Terbeek
Public Comment 34-93784 Davinder Singh
Public Comment 34-93784 Denis Biko
Public Comment 34-93784 Dennis Wilson
Public Comment 34-93784 Derek Cox
Public Comment 34-93784 Derek Feeney
Public Comment 34-93784 Dolemus Grey
Public Comment 34-93784 Donna Natyshak
Public Comment 34-93784 Doris Tan
Public Comment 34-93784 Dylan
Public Comment 34-93784 Dylan Stage
Public Comment 34-93784 Edgar Bravo
Public Comment 34-93784 Emily Merickel
Public Comment 34-93784 Emily Vega
Public Comment 34-93784 Erik De Los Muertos
Public Comment 34-93784 Erik S.
Public Comment 34-93784 Esteban Oliveras
Public Comment 34-93784 Evan Ball
Public Comment 34-93784 G.
Public Comment 34-93784 G.T.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-10
Release Number
34-93784
34-69491
34-63236