Amendments to Regulation SHO (Interim final temporary rule)

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Date Received
Date Letter Type Commenter Name
Public Comment Anonymous
Public Comment Michael Beem
Public Comment Eric Swanson, General Counsel, BATS Exchange, Inc., New York, New York
Public Comment Edward J. Joyce, Chicago Board Options Exchange, Chicago, Illinois
Public Comment Michael P. McAuley, Chair, Committee on Securities Lending, The Risk Management Association
Public Comment Boston Options Exchange, Chicago Board Options Exchange, International Securities Exchange, NASDAQ Options Market, NASDAQ OMX PHLX, NYSE Alternext US [AMEX], NYSE Arca, and The Options Clearing Corporation
Public Comment Stephen H. Rosenberg, Alexandria, Virginia
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, Washington, D.C.
Public Comment Amal Aly, Managing Director and Associate General Counsel, SIFMA
Public Comment Carolyn Walsh, Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association
Public Comment Cynthia M. Clarke, General Counsel, Wellington Management Company, LLP
Public Comment David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce
Public Comment Duncan L. Niederauer, Chief Executive Officer, NYSE Euronext and Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc.
Public Comment Duncan L. Niederauer, Chief Executive Officer, NYSE Euronext and Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc.
Public Comment Heather Traeger, Assistant Counsel, Investment Company Institute
Public Comment James Chanos, Chairman, Coalition of Private Investment Companies
Public Comment Joseph Zangri, Chief Compliance Officer, Bloomberg Tradebook LLC
Public Comment Patrick M. Byrne, Chairman and Chief Executive Officer, Overstock.com, Inc.
Public Comment Samuel F. Lek, Chief Executive Officer, Lek Securities Corportion
Public Comment Stefan Gavell, Executive Vice President and Head of Regulatory and Industry Affairs, State Street Corporation
Public Comment A. Peter Allman-Ward, Executive Vice President and CFO, Wedbush Morgan Securities Inc.
Public Comment Stuart J. Kaswell, Executive Vice President & General Counsel, Managed Funds Association
Public Comment Dr. Jim DeCosta
Public Comment Thomas Bergerson
Public Comment Jennifer S. Choi, Assistant General Counsel, Investment Adviser Association
Public Comment John Merriam
Public Comment Randy Cox
Staff Study Memorandum from the Office of Economic Analysis regarding Impact of Recent SHO Rule Changes on Fails to Deliver
Public Comment Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC
Public Comment Ryan Bouchard

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-08
Release Number
34-58773
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