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Comments on Concept Release: Transfer Agent Regulations

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Date Sort descending	Letter Type	Commenter Name
Jan. 26, 2016	Public Comment	James P. Ferguson, Pleasant Dale
Jan. 22, 2016	Public Comment	Cristeena Naser, American Bankers Association, Vice President and Senior Counsel, Center for Securities, Trust & Investment, Washington, District of Columbia
Jan. 18, 2016	Public Comment	Brenda Hamilton, Esq., Hamilton & Associates Law Group
Jan. 15, 2016	Public Comment	Martin J. McHale, Jr., President, U.S. Equity Services, Computershare Inc.
Jan. 7, 2016	Public Comment	Richard Pickering
Jan. 7, 2016	Public Comment	Todd J. May, President, The Securities Transfer Association, Inc.
Dec. 28, 2015	Public Comment	Sharon E. Gardner, Tucson, Arizona

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-27-15

Release Number

34-76743

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