|
|
 |
Comments on Notice of Application of the National Association of Realtors for Exemptive Relief under Sections 15 and 36 of the Exchange Act and Request for Comment
[Release No. 34-55779, File No. S7-26-07]
|
| Comments have been received from individuals and entities using the following Letter Type A: 7 |
| Comments have been received from individuals and entities using the following Letter Type B: 2,803 |
| Apr. 16, 2009 | Mark Bitton, Associate Broker, GRI, PRS Real Estate & Axiom Property Management |
| Mar. 16, 2009 | Anonymous |
| Sep. 5, 2008 | Memorandum from the Division of Trading and Markets regarding a September 4, 2008 telephone conversation with representatives of Omni Brokerage, Snyder Kearney LLC, Pacific West Financial Group, Freedman Consulting and CapWest Securities, Inc. |
| Aug. 1, 2008 | Registered Representatives Group, 222 FINRA Members |
| Jul. 25, 2008 | Memorandum from the Division of Trading and Markets regarding a July 8, 2008 telephone conversation with a representative of Omni Brokerage and a member of the Tenant-In-Common Association |
| Jul. 9, 2008 | Memorandum from the Division of Trading and Markets regarding a July 8, 2008 telephone conversation with a representative of Freedman Consulting |
| Jul. 1, 2008 | Memorandum from the Division of Trading and Markets regarding a July 1, 2008 telephone conversation with a representative of National Association of Realtors® |
| Jul. 1, 2008 | Memorandum from the Division of Trading and Markets regarding a July 1, 2008 telephone conversation with a representative of National Association of Realtors® |
| Jun. 19, 2008 | Memorandum from the Division of Trading and Markets regarding a June 18, 2008 telephone conversation with a representative of Omni Brokerage |
| Jun. 13, 2008 | Memorandum from the Division of Trading and Markets regarding a June 13, 2008 telephone conversation with a representative of the National Association of Realtors® |
| Jun. 12, 2008 | Memorandum from the Division of Trading and Markets regarding a June 11, 2008 telephone conversation with a representative of the North American Securities Administrators Association |
| Jun. 10, 2008 | Memorandum from the Division of Trading and Markets regarding a June 6, 2008 telephone conversation with a representative of the OMNI Brokerage, Snyder Kearney LLC, Pacific West Financial Group, Freedman Consulting and CapWest Securities, Inc. |
| May 23, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with a representative of the OMNI Brokerage |
| May 23, 2008 | Memorandum from the Division of Trading and Markets regarding a May 23, 2008, meeting with representatives of OMNI Brokerage, Snyder Kearney LLC, Pacific West Financial Group, Freedman Consulting, and CapWest Securities, Inc. |
| May 8, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the OMNI Brokerage |
| May 8, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors |
| Apr. 30, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the Division of Corporation Finance and the National Association of Realtors |
| Apr. 30, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the North American Securities Administrators Association |
| Apr. 28, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors® |
| Apr. 22, 2008 | Memorandum from the Division of Trading and Markets regarding an April 22, 2008, telephone conversation with representatives of the National Association of Realtors® |
| Apr. 18, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the North American Securities Administrators Association |
| Apr. 18, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representative of the Omni Brokerage |
| Mar. 25, 2008 | Neal E. Nakagiri, Esq, President, CEO, CCO, NPB Financial Group, LLC, Burbank, California |
| Mar. 19, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representative of the National Association of Realtors |
| Mar. 17, 2008 | Registered Representatives Group, 214 FINRA Members |
| Mar. 12, 2008 | Memorandum from the Division of Trading and Markets regarding a Tenant-In-Common Assoc. Spring Symposium |
| Mar. 7, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors® |
| Feb. 21, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of ARELLO, regarding the National Association of Realtors® exemptive request |
| Feb. 20, 2008 | Memorandum from the Division of Trading and Markets regarding a February 19, 2008, telephone conversation with representative of the North American Securities Administrators Association |
| Feb. 14, 2008 | Memorandum from the Division of Trading and Markets regarding a February 13, 2008, telephone conversation with representatives of the Tenant-In-Common Association and the National Association of Realtors |
| Feb. 12, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conservation with representative of National Association of Realtors |
| Feb. 12, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conservation with representative of National Association of Realtors |
| Jan. 24, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with a representative of Omni Brokerage and Tenant-In-Common Association |
| Jan. 17, 2008 | David H. Freedman, CCIM, Freedman Consulting, Bala Cynwyd, Pennsylvania |
| Jan. 8, 2008 | Thomas M. Selman, Executive Vice President
Corporate Financing/Investment Compantes Regulation, FINRA |
| Jan. 8, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of Omni Brokerage and Tenant-In-Common Association |
| Jan. 8, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors |
| Jan. 8, 2008 | Suzanne E. Rothwell, Skadden, Arps, Slate, Meagher & Flom LLP |
| Jan. 3, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors |
| Dec. 21, 2007 | Harvey L. Pitt, Chief Executive Officer, Kalorama Legal Services, PLLC, Washington, D.C. |
| Dec. 21, 2007 | Memorandum from the Division of Trading and Markets regarding a December 21, 2007 telephone conversation with representatives of the National Association of Realtors |
| Dec. 19, 2007 | Memorandum from the Division of Trading and Markets regarding a December 17, 2007 telephone conversation with representatives of the National Association of Realtors |
| Dec. 18, 2007 | Richard M. Lombardi, CCIPS, GRI, President CCIPS Institute, Irvine, California |
| Dec. 18, 2007 | Gregory R. Ellis, Esquire, Director of Government and Regulatory Affairs, TICA, Indianapolis, Indiana |
| Dec. 18, 2007 | Gary R. Beynon, President and C.E.O., OMNI Brokerage, Inc. |
| Dec. 17, 2007 | William M. Bird, CFA, FRM, Monterey Investment Management |
| Dec. 17, 2007 | Kevin K. Hull, President & CEO, NNN Capital Corp. |
| Dec. 17, 2007 | Snyder Kearney LLC |
| Dec. 17, 2007 | Meridee Olsen, Registered Representative, OMNI Brokerage, Inc., Westport, Connecticut |
| Dec. 17, 2007 | William H. Winn, President, Passco Companies LLC, Irvine, California |
| Dec. 17, 2007 | Dan L. Werry, JD, MBA, Registered Representative, Edina, Minnesota |
| Dec. 17, 2007 | James M. Walsh, CEO and Principal, BD, Costa Mesa, California |
| Dec. 17, 2007 | Ronald A. Schmaedick, National Association of Realtors, Eugene, Oregon |
| Dec. 17, 2007 | Dale E. Brown, President and CEO, Financial Services Institute, Inc. |
| Dec. 17, 2007 | David H. Freedman, CCIM, Freedman Consulting, Bala Cynwyd, Pennsylvania |
| Dec. 17, 2007 | Douglas W. Schriner, President/CEO, Harrison Douglas, Inc., Aurora, Colorado |
| Dec. 17, 2007 | Andrew Jensen, Jr., Chairman of the Board, Commercial Association of Realtors - Wisconsin, Milwaukee, Wisconsin |
| Dec. 17, 2007 | William E. Brown, President, California Association of REALTORS® |
| Dec. 17, 2007 | Alan Shorr, Chairman, AFA Financial Group LLC, Calabasas, California |
| Dec. 17, 2007 | Memorandum from the Division of Trading and Markets regarding a December 17, 2007 telephone conversation with representatives of the Financial Industry Regulatory Authority, Inc. |
| Dec. 17, 2007 | Edward J. Finn, Esq., General Counsel and Executive Vice President, NAI Global, Princeton , New Jersey |
| Dec. 17, 2007 | Joe H. Miller, CFP, Managing Director, Independent Financial Group LLC, San Diego, California |
| Dec. 17, 2007 | Derek B. Miller, Director, Utah Division of Real Estate |
| Dec. 17, 2007 | Bryan S. Mick, Mick & Associates, P.C., LLO, Omaha, Nebraska |
| Dec. 17, 2007 | Kathy Heshelow, Registered Rep / Commercial Realtor (CCIM, NAR, TICA, ICSC, etc.) |
| Dec. 17, 2007 | David N. Chick, Wealth Advisor, Oakland, California |
| Dec. 17, 2007 | Richard B. "Rick" Chess, President, American Realty Capital Markets, LLC, Richmond, Virginia |
| Dec. 17, 2007 | James Shaw, CEO, CapHarbor, LLC, Beverly Hills, California |
| Dec. 17, 2007 | Max W. Gurvitch, President, New York State Association of Realtors, Albany, New York |
| Dec. 17, 2007 | Elizabeth Ayres Whitman, General Counsel, Wilkinson 1031 LLC, Potomac, Maryland |
| Dec. 17, 2007 | Tim Hatlestad, President, Certified Commercial Investment Member Institute |
| Dec. 16, 2007 | David J. Hartness, MBA, Registered Representative - OMNI Brokerage Inc., Licensed CA and HI Real Estate Broker, San Diego, California |
| Dec. 14, 2007 | Timothy E. Snodgrass, J.D., President, Argus
Realty lnvestors, LP |
| Dec. 14, 2007 | Marc Paul, President, SCI Real Estate Investments, LLC |
| Dec. 14, 2007 | Eric S. Scaff, Presidio Exchange Advisors, San Francisco, California |
| Dec. 14, 2007 | Shanon Ford, President, Pacific West Financial Group |
| Dec. 14, 2007 | Raymond J. Stockus, MBA, Financial Advisor, Pacific West Securities, La Quinta, California |
| Dec. 13, 2007 | Amy L. Jarvis |
| Dec. 13, 2007 | Jefferson F. Riddell |
| Dec. 13, 2007 | John Temple, President & Founder, Registered Representative, 1031PROPERTY WATCH |
| Dec. 12, 2007 | Jack A. Peterson, Peterson & Associates, Realtors |
| Dec. 12, 2007 | J. W. Millegan, CEO, J. W. Millegan, Inc., Lake Oswego, Oregon |
| Dec. 11, 2007 | Cheryl A. Lane, President, Chrysalis Capital Group LLC, San Francisco, California |
| Dec. 11, 2007 | Matthew D. Schwartz, Vice President & East Coast General Counsel, Marcus & Millichap Real Estate Investment Services, Inc. |
| Dec. 11, 2007 | Ken D. Monroe, Managing Director-MICG Real Estate Capital Advisors, Newport News, Virginia |
| Dec. 10, 2007 | Leslie D. Smith, General Counsel, Berthel Fisher Company |
| Dec. 10, 2007 | Rocco A. Cortese, Principal, Presidio Exchange Advisors, A Registered Branch of OMNI Brokerage, Inc. |
| Dec. 10, 2007 | Michael J. Leventhal, MBA, Registered Representative, Omni Brokerage, Inc. |
| Dec. 10, 2007 | Terry O. Phillips, CCIM, CPM, Vancouver, Washington |
| Dec. 9, 2007 | Todd A. Phillips, Upland Real Estate Group, Inc. |
| Dec. 9, 2007 | John P. Harvey, CPA, MBT, TIC Association, California Society of CPA's, Orange, California |
| Dec. 7, 2007 | Christopher A. Loureiro, Realtor, Elk Grove, California |
| Dec. 7, 2007 | Michael J. Voynovich, The Inspired Group of Companies |
| Dec. 6, 2007 | David Waal, Omni Registered Representative,
Former Commercial Real Estate agent |
| Dec. 6, 2007 | Ron Beech, Commercial Realtor, Dayton, Ohio |
| Dec. 6, 2007 | Gary L. Ely, CFP, Huntsville, Alabama |
| Dec. 6, 2007 | Memorandum from the Division of Trading and Markets regarding a December 5, 2007 telephone conversation with representatives of the National
Association of Realtors® |
| Dec. 5, 2007 | Corbin E. Turpin, Overland Park/Kansas City Area, Kansas |
| Dec. 5, 2007 | Frank Marino |
| Dec. 5, 2007 | Eric R. Rutherford, MBA, Commercial/Investment Broker, Wright Kingdom |
| Dec. 4, 2007 | Jack Hanlon, Dunton Commercial Real Estate |
| Dec. 4, 2007 | Daryl Templeton, CapWest Securities, Inc., Tryon Equities |
| Dec. 4, 2007 | Memorandum from the Division of Trading and Markets regarding a December 4, 2007 telephone conversation with representatives of the National Association of Realtors® |
| Dec. 4, 2007 | John Regur, Dutch Creek Financial Services |
| Dec. 4, 2007 | Braun A. Mincher, President/Managing Broker,
Aggie Real Estate, LLC / Aggie Commercial, LLC |
| Dec. 4, 2007 | Christopher DiSalle |
| Dec. 3, 2007 | Michael G. Mellos, Realtor - New Horizons Realty, Santa Fe, New Mexico |
| Nov. 30, 2007 | Tim Nichols, Rainier Properties, L.P. |
| Nov. 30, 2007 | Steve W. Kohntopp, Chair, Idaho Real Estate Commission |
| Nov. 30, 2007 | Larry J. Miller, Owner, Avalar Realty and Mortgage, Benicia, California |
| Nov. 29, 2007 | Russ Knapp, Real Estate Broker, Rocklin, California | Nov. 29, 2007 | David L. Baker, CLU, CFP, Real Estate Broker, Registered Rep., Spokane, Washington |
| Nov. 29, 2007 | James Swanson, Sacramento, California |
| Nov. 29, 2007 | Jack R. Sauther, CPA, CPA, Investment Advisor Representative, Realtor, Bozeman, Montana |
| Nov. 29, 2007 | Ty E. Jobin, Marine City, Michigan |
| Nov. 29, 2007 | Rory Hoelker, Sacramento, California |
| Nov. 29, 2007 | Bruce E. Jones, President, Core Realty Group, LLC, Shrewsbury, New Jersey |
| Nov. 28, 2007 | Michael G. Steinthal, Denver |
| Nov. 28, 2007 | Dave Crane, Crane Real Estate Corporation, Littleton, Colorado |
| Nov. 28, 2007 | Arthur T. Nickel, Principal, King Arthur Valuation Services, LLC |
| Nov. 27, 2007 | Neal Pye |
| Nov. 26, 2007 | Memorandum from the Division of Trading and Markets regarding a November 26, 2007 telephone conversation with a representative of the National Association of Realtors® |
| Nov. 26, 2007 | Craig Immel, President, Headwaters Land Investment Co., Denver, Colorado |
| Nov. 26, 2007 | Aaron Evans, NewOption Partners, Boulder, Colorado |
| Nov. 23, 2007 | Chuck Armstrong, Coldwell Banker Commercial, Colorado Springs, Colorado |
| Nov. 23, 2007 | John Hanlon, Dunton Commercial, Denver, Colorado |
| Nov. 23, 2007 | Larry Ackerman, Broker, Commercial West Real Estate Inc., Golden, Colorado |
| Nov. 23, 2007 | Eric H. Loloff, Broker/Owner, Running Horse Realty, Powell, Wyoming |
| Nov. 21, 2007 | Paul Seligsohn, Senior Vice President, Westwood Net Lease Advisors, St. Louis, Missouri |
| Nov. 21, 2007 | Daniel C. Zabel, Dan Zabel Realty, Castle Rock, Colorado |
| Nov. 21, 2007 | Ed Hokanson, President/Broker, First Colorado Corporation of Palisade, Grand Junction, Colorado |
| Nov. 21, 2007 | Vann T. Wesson, CPA, CA Real Estate Broker, NASD Secuities Principal, San Diego, California |
| Nov. 21, 2007 | David L. Gilbert, CCIM, President - Penn Realty Advisors, Inc., Eagle, Colorado |
| Nov. 21, 2007 | Memorandum from the Division of Trading and Markets regarding a November 21, 2007 telephone conversation with a representative of the Tenant-In-Common Association |
| Nov. 21, 2007 | Memorandum from the Division of Trading and Markets regarding a November 21, 2007 telephone conversation with a representative of the National Association of Realtors® |
| Nov. 21, 2007 | Memorandum from the Division of Trading and Markets regarding a November 13, 2007 meeting with the NAR's 2007 Commercial Legislation and Regulatory Subcommittee |
| Nov. 20, 2007 | Thomas J. Berthel, CEO, Berthel Fisher Company, Marion, Iowa |
| Nov. 19, 2007 | Richard A. Leach, Investment Security Corporation |
| Nov. 19, 2007 | Mark Casey, President / Broker, Casey Partners, Ltd., Real Estate Advisory Services |
| Nov. 19, 2007 | Jay Music |
| Nov. 17, 2007 | Scott Harper, Series 7, 66, 24 and CA DRE licensed |
| Nov. 17, 2007 | Thomas H. Oldfield, Oldfield & Helsdon, PLLC, Fircrest, Washington |
| Nov. 16, 2007 | John Jeffers, President, Congdon-Jeffers Group, Inc., Santa Barbara, California |
| Nov. 16, 2007 | Doug Adams, Realtor, Mobile, Alabama |
| Nov. 15, 2007 | Eddie S. Hong, MBA, Member of Financial Planning Association, San Francisco, California |
| Nov. 15, 2007 | Jack R. Halley, Investment Advisor Representative, Camarillo , California |
| Nov. 15, 2007 | Patrick Burke, Real Estate Broker, San Rafael, California | Nov. 15, 2007 | Burke Dambly, CPA, Private Asset Group, Inc., Costa Mesa, California |
| Nov. 15, 2007 | Rick Willoughby, Member NAR, Registered Principal, Phoenix, Arizona |
| Nov. 15, 2007 | Lewis Chamberlain, AIF, Redding, California |
| Nov. 15, 2007 | Gary S. DeMera, Business Owner, Burlingame, California |
| Nov. 15, 2007 | John Borger, CFP, Menifee, California |
| Nov. 14, 2007 | Tom Antonopoulos, Capwest Securities Inc. Licensed Agent, Real Estate Broker |
| Nov. 14, 2007 | Edward N. Bond, Jr., CFP, Certified Financial Planner, Lodi, California |
| Nov. 14, 2007 | Al Fiorello |
| Nov. 14, 2007 | Tom Opsahl, Broker Dealer, Forest Lake, Minnesota |
| Nov. 14, 2007 | Phillip J. Chapman, Financial Advisor, Daingerfield, Texas |
| Nov. 14, 2007 | Dennis W. Kroeker, JD, California State Bar etc, Sacramento, California |
| Nov. 14, 2007 | Jay R. Blanchard, Next Financial Broker Dealer, Williamsville, New York |
| Nov. 14, 2007 | Ronald F. Helle, CPACFPPFS, Dubuque, Kentucky |
| Nov. 14, 2007 | Stefan L. Reddrick, Fulerton, California |
| Nov. 14, 2007 | Ralph Mitchell, Braintree, Massachusetts |
| Nov. 14, 2007 | Scott Harper |
| Nov. 14, 2007 | Bruce E. Ransom, President, Integrity Financial Services,LLC, Cody, Wyoming |
| Nov. 14, 2007 | Karl Frank, CFP, MBA, Registered Representative, Denver, Colorado |
| Nov. 14, 2007 | Jeffrey Isaacs, RFC, Securities Professional |
| Nov. 14, 2007 | Michael J. Whelton, Beecher, Illinois |
| Nov. 14, 2007 | John L. Cordova, MBA, International Association of Registered Consultants, California Community College Teaching Credential in Accounting, Business and Industrial Management, Finance, Registered Principal FINRA, California Real Estate Broker, EL Dorado Hills, California |
| Nov. 14, 2007 | Thomas A. Waugh, ChFC, Partner- Agora Wealth Management, Colo Spgs, Colorado |
| Nov. 14, 2007 | David Verhille, Registerd Representative and Principal, Cedar Rapids, Iowa |
| Nov. 14, 2007 | Sean L. DeFrehn, President, DeFrehn Consulting, Germantown, Maryland |
| Nov. 14, 2007 | Diane Rook-Johnson, CFP, Baxter, Minnesota |
| Nov. 14, 2007 | Jack W. Ellison, Registered Representative, Palm Springs, California |
| Nov. 14, 2007 | Michael A. Neely, Phoenix, Arizona |
| Nov. 14, 2007 | David E. Massa, CCIM, Series 22 and 63, Seattle, Washington |
| Nov. 13, 2007 | Jesse W. Hauptrief, Jr., Member, National Association of Estate Planners, Plano, Texas |
| Nov. 13, 2007 | Terri D. Ward, CPA, CFP, Tualatin, Oregon |
| Nov. 13, 2007 | Jason H. Freeman, Greenville, South Carolina |
| Nov. 13, 2007 | Jack Larkin, Registered Representative, Fresno, California |
| Nov. 13, 2007 | Chris W. Sloan, NAR, Santa Rosa, California |
| Nov. 13, 2007 | Kathy Heshelow, Private & Public Placement Registered Rep., CapWest Securities, Inc., President, Legacy Real Estate & Investments |
http://www.sec.gov/comments/s7-26-07/s72607.shtml
|
