Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933

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Date Received
Date Letter Type Commenter Name
Public Comment Anne Simpson, Senior Portfolio Manager, Corporate Governance, B Investment Office on behalf of the California Public Employees' Retirement System
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's
Public Comment James Lardner, Senior Policy Analyst, Demos
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a January 6, 2010, meeting with representatives of Moody's Corporation
Public Comment Robert E. Buckholz, Jr., Chair, Securities Regulation Committee, Association of the Bar of the City of New York
Public Comment Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc.
Public Comment Charles D. Brown, General Counsel, Fitch, Inc.
Public Comment Deven Sharma, President, Standard and Poor's, New York, New York
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Laurel N. Leitner, Senior Analyst, Council of Institutional Investors, Washington, District of Columbia
Public Comment Michel Madelain, Chief Operating Officer, Moody's Investors Service
Public Comment Professor Laurence H. Tribe and Thomas C. Goldstein
Public Comment Sean C. Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-09
Release Number
33-9071
34-60798
IC-28943
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