Comments on Rule 10b5-1 and Insider Trading

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Date Received
Date Letter Type Commenter Name
Public Comment Adam Burnette
Public Comment Chad Crow, CCO Farm Credit Southeast Missouri
Public Comment Jaime Cruz
Public Comment Jason
Public Comment Jeff Shore
Public Comment Judah Herrera
Public Comment Kenneth Hill
Public Comment Lucas Tate
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 21, 2022 meeting with the U.S. Chamber of Commerce
Public Comment Timothy Hanlon
Public Comment Timothy W. Rennels
Public Comment Tod Coburn, JP Morgan
Public Comment Daniel Yu
Public Comment Aaron Abrams
Public Comment Emmanuel Ibus
Public Comment Marty Alger
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 19, 2022 meeting with the U.S. Chamber of Commerce
Public Comment Anonymous
Public Comment Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs
Public Comment James Ochner
Public Comment Kimmy Love
Public Comment Romeo
Public Comment Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Public Comment Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Jeff Martinez CRPC, CEO Financial Advisor, Treveri Capital LLC
Public Comment S.
Public Comment Anonymous
Public Comment David Boothroyd
Public Comment Anonymous
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-20-21
Release Number
33-11013
34-93782
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