Comments on References to Ratings of Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Public Comment Stephen A. Keen, Pittsburgh, Pennsylvania
Public Comment Peter Mixon, General Counsel, California Public Employees Retirement System
Public Comment Arnold & Porter LLP
Public Comment Cadwalader, Wickersham & Taft LLP
Public Comment Deven Sharma, President, Standard and Poor's
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Sean C. Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association
Public Comment Suzanne C. Hutchinson, Executive Vice President, Mortgage Insurance Companies of America
Public Comment Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a May 25, 2009 meeting with representatives of Standard & Poor's
Public Comment Kurt N. Schacht, Managing Director, CFA Institute Centre for Financial Market Integrity and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial Market Integrity
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 24, 2009 Meeting with Representatives of Moody's Corporation and Covington & Burling LLP
Public Comment Richard J. Herring, Ph.D., Executive Director, Financial Economists Roundtable, Prof. of Finance, the Wharton School University of Pennsylvania, Philadelphia, Pennsylvania
Public Comment Kenneth L. Wolfe, Chairman, Independent Trustees, Fidelity Fixed Income Funds
Public Comment Nathan J. Greene, Shearman & Sterling LLP, Paul S. Schreiber, Shearman & Sterling LLP, and Kenneth J. Berman, Debevoise & Plimpton LLP
Public Comment Shearman & Sterling LLP
Public Comment Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, Business Law Section, American Bar Association
Public Comment Roger B. Vincent, Chairman of the Board of Trustees of ING Funds Trust and ING Investors Trust, New York, New York
Public Comment Ronald W. Forbes and Rodney D. Johnson, The Independent Directors of The BlackRock Liquidity Funds
Public Comment Kent Wideman, Group Managing Director, Policy & Rating Committee, DBRS and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
Public Comment Bruce R. Bent, Chairman, The Reserve
Public Comment Cleary Gottlieb Steen Hamilton LLP
Public Comment Daniel F. Pedrotty, Director, Office of Investment, AFL-CIO
Public Comment David B. Smith Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum
Public Comment David Oestricher, Chief Legal Counsel and Darrell N. Braman, Associate Legal Counsel, T. Rowe Price
Public Comment Dechert LLC
Public Comment Dewey & Leboeuf LLP
Public Comment Edward J. Grebeck, Chief Executive Officer, Tempus Advisors

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-19-08
Release Number
IC-28327
IA-2751
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