Comments on References to Ratings of Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Commenter Name
Public Comment Frank Partnoy
Public Comment Ivo Iotzovski, Associate Director, Financial Analysis, Los Angeles, California
Public Comment J. G. Lallande, Counsel, Invesco Aim Advisors, Inc.
Public Comment Jeffrey T. Brown, Senior Vice President, Charles Schwab Co., Inc., Washington, District of Columbia
Public Comment Jeremy Reifsnyder, President, TLD Partners LLC, Co-Chair, American Securitization Forum Credit Rating Agency, Task Force and Richard Johns, Vice President, Capital One, Co-Chair, American Securitization Forum Credit Rating Agency, Task Force
Public Comment John A. Courson, Chief Operating Officer, Mortgage Bankers Association
Public Comment John Grout, Policy and Technical Director and Martin O'Donovan, Assistant Director, Policy and Technical, The Association of Corporate Treasurers
Public Comment John W. McGonigle, Vice Chairman, Federated Investors, Inc.
Public Comment Joseph S. DiMartino, Chairman of the Boards of the Dreyfus Family of Funds
Public Comment Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, New York
Public Comment Marco Adelfio, Morrison and Foerster LLP
Public Comment Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company
Public Comment Mercer Bullard, Founder and President, Fund Democracy and Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Michel Madelain, Chief Operating Officer, Moody's Investors Service
Public Comment Nathan Douglas, Secretariat, IMMFA
Public Comment Paul Schott Stevens, President, Investment Company Institute
Public Comment Peter J. Chepucavage, General Counsel, Plexus Consulting LLC
Public Comment Sean J. Egan, Egan-Jones Ratings Company
Public Comment Sidney Koch, ING Series Fund, Inc.
Public Comment Steve Clayback, Investor
Public Comment Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment Tom McNerney, Managing Director, Data and Analytics and Marcus Schuler, Managing Director, Regulatory Affairs, Markit
Public Comment Vickie Tillman, Executive Vice President, Standard & Poor's Ratings Services
Public Comment William Tartikoff, General Counsel and Andrew Niebler, Assistant General Counsel, Calvert Group of Fund
Public Comment David Sprayberry, Tucson, Arizona
Public Comment Deborah A. Cunningham, Chief Investment Officer, Federated Investors and Boyce I. Greer, President; Fixed Income & Asset Allocation, Fidelity, Securities Industry and Financial Markets Association
Public Comment Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut
Public Comment Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut
Public Comment Maya C.Gittens, Director, TDAM USA Inc., New York, New York
Public Comment Mayer Brown LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-19-08
Release Number
IC-28327
IA-2751
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