Comments on Proposed Rule: Reporting of Securities Loans

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 1360
B: 682
C: 3

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 22, 2022 with representatives of the Investment Company Institute
Public Comment Clark Samisch
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an May 24, 2022 meeting with representatives of FINRA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an April 12, 2022 meeting with representatives of FINRA.
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a May 4, 2022 virtual meeting with representatives from Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 16, 2022 meeting with representatives of J.P. Morgan
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 8, 2022 meeting with representatives of the French Banking Federation
Meeting with SEC Officials Memorandum from the Office of Commissioner Peirce regarding a May 5, 2022 meeting with representatives of AIMA
Public Comment Daniel Brooks, Brooks Performance
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 28, 2022 meeting with representatives of FINRA
Public Comment Edmon W. Blount, Founder and Director Emeritus, Center for the Study of Financial Market Evolution
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 26, 2022, meeting with representatives of CSFME
Public Comment Jason Nilton, Full time Investor
Public Comment Andy Ngo
Public Comment Chris Miller
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 7, 2022 meeting with representatives of Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 1, 2022 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2022 meeting with representatives of the European Banking Federation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 6, 2022 videoconference with representatives of JP Morgan
Public Comment Miguel Alarcon
Public Comment Jim Wayne
Public Comment Lenaldo Hampton
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel
Public Comment Americans for Financial Reform Education Fund
Public Comment Derrick Leflore
Public Comment Dr. Radek Stech, CEO, Global Principles for Sustainable Securities Lending (Global PSSL) and Senior Lecturer, University of Exeter Law School
Public Comment James A. Overdahl, Ph.D.
Public Comment Jennifer Han, Executive Vice President, Chief Counsel & Head of Regulatory Affairs, Managed Funds Association
Public Comment Jim Kaye

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-21
Release Number
34-93613
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