Comments on Proposed Rule: Political Contributions by Certain Investment Advisers

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Joseph M. Velli, Chairman and Chief Executive Officer, BNY ConvergEx Group, LLC, New York, New York
Public Comment Melinda Gagyor, Fulcrum Financial Inquiry, LLC
Public Comment Paul R. Crotty, Portfolio Advisors, LLC
Public Comment Ron S. Geffner, Partner, Sadis & Goldberg LLP
Public Comment Thomas J. Baltimore, Jr., RLJ Development, LLC
Public Comment Thomas P. DiNapoli, State Comptroller
Public Comment Frode Strand-Nielsen, Managing Partner, FSN Capital Partners A.S.
Public Comment Mark G. Heesen, President, National Venture Capital Association
Public Comment Melvyn Aaronson, Teachers' Retirement System of the City of New York
Public Comment Richard H. Hurd, Jr., President, Strategic Capital Partners, Chicago, Illinois
Public Comment Alexander W. Butler, Ph.D., Associate Professor of Finance, Rice University; Larry Fauver, Ph.D., Associate Professor of Finance, University of Tennessee; and Sandra Mortal, Ph.D. Assistant Professor of Finance University of Memphis
Public Comment Budge Collins, President, Collins / Bay Island Securities, Newport Beach, California
Public Comment Frank P. L. Minard, Managing Partner, XT Capital Partners, New York, New York
Public Comment Harry Gruner, General Partner, JMI, Inc.
Public Comment Kenneth Hung, Chairman, Winnington Capital
Public Comment Norman G. Benedict
Public Comment Russell P. Pennoyer, Benedetto, Gartland & Co., Inc.
Public Comment Scott Allen, President, Tava Development Co., Costa Mesa, California
Public Comment Frank P. Apesheche, Berkshire Property Advisors
Public Comment James E. Hanson, II, President and CEO, Hampshire Companies
Public Comment James M. McNamee, President, Illinois Public Pension Fund Association
Public Comment Jeffrey M. Krauss, Managing Member, Psilos Group Managers, LLC
Public Comment Johnathan Farber, Managing Director and Co-Founder; John Reynolds, Managing Director, and Co-Founder; Mark McCall, Managing Director and CFO; Gary Sernovitz, Director, Investor, Relations, Lime Rock Management, Westport, Connecticut
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a September 24, 2009, Meeting with representatives of Monument Group
Public Comment Terence M. Crikelair, Managing Partner, Champlain Advisors, LLC
Public Comment David Friedman, Managing Director, Fund Management, Wrightwood Capital, Chicago, Illinois
Public Comment Greg White, Scarsdale, New York
Public Comment SeaCrest Investment Management, LLC
Public Comment Jim Glantz, PsyD, Los Angeles, California
Public Comment Robert G. McGroarty, Managing Partner, Bridge 1 Advisors, LLC, Stamford, Connecticut

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-09
Release Number
IA-2910
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