Revisions of Limited Offering Exemptions in Regulation D

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Date Received
Date Letter Type Commenter Name
Public Comment J. Michael Stanfield, Chief Executive Officer, VSR Financial Services Inc.
Public Comment Joel Held, Esq., Baker & McKenzie LLP, Dallas, Texas
Public Comment John C. Melton, Coastal Securities, Houston, Texas
Public Comment Katten Muchin Rosenman LLP, Financial Services Group
Public Comment Kenneth B. Abel, Chair, Committee on Securities Law, Business Law Section, Maryland State Bar Association
Public Comment National Venture Capital Association
Public Comment Nora M. Jordan, Yukako Kawata, Leor Landa, and Danforth Townley, Davis Polk & Wardwell
Public Comment Paul Schott Stevens, President and CEO, Investment Company Institute
Public Comment Raymond P. Boulanger and Thomas J. LaFond, Goodwin Procter LLP
Public Comment Robert M. Lam, Acting Chairman, Pennsylvania Securities Commission, Harrisburg, Pennsylvania
Public Comment Rosemarie A. Thurston, Chair, Legal and Regulatory Affairs Committee, Investment Program Association
Public Comment Stephanie McGillivray, CFA, and Charles W. Johnson, SOAR Growth Capital, LLC
Public Comment Steven M. Davidoff, Assistant Professor of Law, Wayne State Law School, Detroit, Michigan
Public Comment Stoecklein Law Group, San Diego, California
Public Comment Forum for US Securities Lawyers in London
Public Comment Lee W. Mercer, President, National Association of Small Business Investment Companies
Public Comment Proskauer Rose LLP
Public Comment Wendy K. White Eagle, Founder and CEO, NativeCapital Investment, Inc.
Public Comment William G. Mulligan, Chair and Member of the Board of Managers, Altemative Investments Compliance Association
Public Comment Kelley Price, Price Meadows Incorporated, Bellevue, Washington
Public Comment Monique S. Botkin, Senior Counsel, Investment Adviser Association
Public Comment Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors
Public Comment Philip Rutledge, Esq., Partner, Bybel Rutledge LLP, Lemoyne, Pennsylvania
Meeting with SEC Officials Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee
Public Comment Frank Akridge Jr., CFP, Cambridge Legacy Group
Public Comment Keith Paul Bishop
Public Comment Warren R. Horney, Senior Vice President, WFP Securities
Public Comment Iris K. Linder, Fraser Trebilcock Davis & Dunlap, P.C., Lansing, Michigan
Public Comment Amy C. Cross, Chief Operating Officer and Chief Compliance Officer, Stock Sale Compliance, LLC
Public Comment James Chanos, Chairman, Coalition of Private Investment Companies

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-07
Release Number
33-8828
IC-27922
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