Comments on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Chris Fidler and Nicole Gehrig, CFA Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 18, 2024, meeting and videoconference with representatives of the U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 20, 2024 meeting with Investor Advocates
Meeting with SEC Officials Memorandum from the Office of Chair regarding an August 6, 2024 meeting with Better Markets
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 10, 2024 meeting with LSTA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 23, 2024 meeting with representatives of the State Street Global Advisors (SSGA)
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 22, 2024 meeting with representatives of State Street Global Advisors (SSGA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 22, 2024 meeting with State Street Global Advisors (SSGA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 21, 2024 teleconference with representatives of Americans for Financial Reform ("AFR")
Public Comment U.S. Senators, Brian Schatz, Elizabeth Warren, Tina Smith, Sheldon Whitehouse, and Members of Congress, Sean Casten, Juan Vargas, Eleanor Holmes Norton, Summer Lee, Katie Porter, Delia C. Ramirez, Barbara Lee, Jan Schakowsky, Jared Huffman, Ro Khanna, Rashida Tlaib, Kevin Mullin, Melanie Stansbury, Sydney Kamlager-Dove, Nydia M. Velázquez, Nikema Williams, and Alma S. Adams, Ph.D.
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a May 2, 2024 meeting with Americans for Financial Reform
Public Comment David Addison
Public Comment Larry McFall
Public Comment Joyce Karel
Public Comment Americans for Financial Reform Education Fund, 17 Communications, American Federation of Teachers, Climate Action California, Environmental Defense Fund, Green America, Institute for Agriculture and Trade Policy, Interfaith Center on Corporate Responsibility, Majority Action, Natural Resources Defense Council, Oxfam America Province of Saint Joseph of the Capuchin Order, Corporate Responsibility Office, Seventh Generation Interfaith Coalition for Responsible Investment, Sierra Club, The People's Justice Council, Transformative Wealth Management, LLC, Tulipshare, Unlocking America's Future and Zevin Asset Management
Public Comment Charles Chamberlain
Public Comment Investment Company Institute and ICI Southwest
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 5, 2024 meeting with US SIF
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 27, 2024 meeting with US SIF
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 14, 2024 meeting with Americans for Financial Reform, Majority Action, and Sierra Club
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 14, 2024 meeting with representatives of Better Markets
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a February 22, 2024 meeting with MFA
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a February 8, 2024 meeting with BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 11, 2023 meeting with Independent Directors Council, Governing Council
Public Comment Investment Company Institute and ICI Southwest
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 7, 2023 meeting with representatives of Sierra Club, Public Citizen, and Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an October 24, 2023 meeting with Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022 meeting with Ceres Accelerator for Sustainable Capital Markets
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-17-22
Release Number
33-11068
34-94985
IA-6034
IC-34594