Comments on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Thomas T. Kim, Senior Vice President, Commercial Real Estate Finance, Mortgage Bankers Association
Public Comment Timothy E. Keehan, VP, Senior Counsel, Center for Securities Trusts & Investments, American Bankers Association
Public Comment Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce
Public Comment Walt L. Lukken, President and Chief Executive Officer, Futures Industry Association
Public Comment Wim Mijs, Chief Executive Officer, European Banking Federation
Public Comment Elliot Ganz, General Counsel, Loan Syndications and Trading Association
Public Comment Gail C. Bernstein, General Counsel, Investment Adviser Association
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Public Comment Meredith Fuchs, Senior Vice President, Chief Counsel, Regulatory Advisory, Capital One Financial Corporation, et al.
Public Comment Occupy the SEC
Public Comment R. Patrick Quinn, Chief Corporate Governance Officer and Corporate S, New York Community Bank
Public Comment Rep. Jeb Hensarling, Chairman, Committee on Financial Services, et al., U.S. House of Representatives
Public Comment Gregg Gelzinis, Research Associate, Economic Policy, Center for American Progress
Public Comment Ryozo Himino, Vice Minister for International Affairs, Financial Services Agency, and Kimihiro Etoh, Executive Director, Bank of Japan
Public Comment Carrie R. Hunt, EVP Government Affairs, General Counsel, National Association of Federally-Insured Credit Unions
Meeting with SEC Officials Memorandum from Division of Trading and Markets regarding an October 3, 2018, meeting with representatives of Goldman Sachs Group, Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 1, 2018, meeting with representatives of the Investment Company Institute
Public Comment Alistair Fyfe, Principal, B&F Capital Markets, Inc., and Sam Tortorici, CEO, Cadence Bank, N.A.
Public Comment Senator Mike Crapo, Chairman, Committee on Banking, Housing and Urban Affairs, et al., United States Senate
Public Comment Eric Mills
Public Comment Lori Gayle Nuckolls, Esq.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 5, 2018, meeting with representatives of the AFL-CIO
Public Comment Douglas Holtz-Eakin, President, and Thomas Wade, Director, Financial Services Policy, American Action Forum
Public Comment Sushant Kumar
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 7, 2018, meeting with representatives of the Investment Company Institute
Public Comment Sens. Sherrod Brown and Jeffrey A. Merkley, United States Senate
Public Comment Sen. Jeffrey A. Merkley, United States Senate
Public Comment Sen. Jeffrey A. Merkley, et al, United States Senate
Public Comment Sam Singh, Ph.D.
Public Comment Peter Park

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-18
Release Number
BHCA-3
Related Materials
How to submit comments