Comments on Concept Release on the U.S. Proxy System

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Comment
A: 7190

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a January 28, 2011, meeting with representatives of the Council of Institutional Investors
Public Comment Kent S. Hughes, Managing Director, Egan-Jones Ratings Company, Haverford, Pennsylvania
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a January 5, 2011, meeting with representatives of Moxy Vote, LLC
Public Comment Boyd C. Johnson, Chief Legal Officer, MCS, Merrill Corporation, St. Paul, Minnesota
Public Comment Paul A. Conn, President, Global Capital Markets, Computershare Limited, and Steven R. Rothbloom, President & CEO, Computershare US
Public Comment Neila B. Radin, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York
Public Comment Algis Janusauskas, Chair, Pension Investment Association of Canada
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a December 22, 2010, meeting with representatives of Merrill Corporation
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding discussion papers sent by Davies Ward Phillips & Vineberg LLP of Toronto, Canada
Public Comment Gary Lutin, Chairman, The Shareholder Forum
Public Comment Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Public Comment Katherine Combs, Chair, Interim CEO President, Society of Corporate Secretaries & Governance Professionals, New York, New York
Public Comment Matthew Lepore, Vice President and Chief Counsel, Corporate Governance, Pfizer Inc., New York, New York
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 23, 2010, meeting with representatives of the Managed Funds Association
Public Comment Katherine Combs, Chair, Interim CEO & President, The Society of Corporate Secretaries & Governance Professionals
Public Comment Kurt Schacht, CFA, Managing Director, CFA Institute Standards and Financial, Market Integrity Division and Kurt Schacht, CFA, Managing Director, CFA Institute Standards and Financial, Market Integrity Division
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc.
Public Comment Darla Stuckey, Senior Vice President, Policy & Advocacy, Society of Corporate Secretaries Governance Professionals, New York, New York
Public Comment Hans-Martin Buhlmann, Vorsitzender
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a November 16, 2010, meeting with representatives of the U. S. Chamber of Commerce
Public Comment John F. Coyne, President and Chief Executive Officer, Western Digital Corporation
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a November 12, 2010, meeting with representatives of Computershare
Public Comment Thomas Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Walter Cruttenden
Public Comment Robert M. Stanton, Pittsburgh, Pennsylvania
Public Comment Jonathan Feigelson, TIAA-CREF, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 5, 2010, meeting with representatives of Broadridge Financial Solutions, Inc.
Public Comment Cleary Gottlieb Steen & Hamilton LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-10
Release Number
34-62495
IA-3052
IC-29340
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