Comments on Nationally Recognized Statistical Rating Organizations

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Charles D. Brown, General Counsel, Fitch Ratings
Public Comment Cleary Gottlieb Steen & Hamilton LLP
Public Comment Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut
Public Comment Eric Sanitas, President, AFIPER, Beaumont, France
Public Comment Francisco Paez, Metropolitan Life Insurance Company
Public Comment Frank Chin, Chairman, Municipal Securities Rulemaking Board
Public Comment Gregory W. Smith, General Counsel, Colorado PERA
Public Comment Jack Davis, Head of Fixed Income Research, Schroder Investment Management North America Inc.
Public Comment James A. Kaitz, President and CEO, Association for Financial Professionals
Public Comment James H. Gellert, Chairman and CEO, Rapid Ratings International Inc. and Dr. Patrick J. Caragata, Founder and Executive Vice Chairman, Rapid Ratings International Inc.
Public Comment Jeremy Reifsnyder, President, TLD Partners LLc, Co-Chair, American Securitizaiton Forum Credit Rating Agency, Task Force and Richard Johns, Viove President, Capital One, Co-Chair, American Securitizaiton Forum Credit Rating Agency, Task Force
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Keith A. Styrcula, Chairman, Structured Products Association
Public Comment Kieran P. Quinn, Chairman, Mortgage Bankers Association
Public Comment Kurt N. Schacht, Executive Director, CFA Institute Centre for Financial and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial
Public Comment Lawrence J. White, New York University
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 22, 2008 Phone call with representatives of Moodys Investors Service
Public Comment Micheal Decker, Co-Chief Executive Officer, Regional Bond Dealers Association and Mike Nicholas, Co-Chief Executive Officer, Regional Bond Dealers Association
Public Comment Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Public Comment Sally Scutt, Managing Director, IBFed and Pierre de Lauzun, Chairman, IBFed Financial Markets Working Group
Public Comment Sean J. Egan, President, EganJones Ratings Co.
Public Comment Suzanne C. Hutchinson, Mortgage Insurance Companies of America
Public Comment Yasuhiro Harada, Chairman and Co-CEO, Rating and Investment Information, Inc.
Public Comment Alex J. Pollock, Resident Fellow, American Enterprise Institute, Washington, DC
Public Comment Amy Borrus, Deputy Director, Council of Institutional Investors
Public Comment Deborah A. Cunningham, SIFMA Credit Rating Agency Task Force Co-Chair, Federated Investors; Chief Investment Officer and Boyce I. Greer, SlFMA SIFMA Credit Rating Agency Task Force Co-Chair, Fidelity Management & Research Company; President, Fixed Income and Asset Allocation
Public Comment J. Douglas Adamson, Executive Vice President, Technical Services, American Bankers Association
Public Comment Joseph A. Hall and Michael Kaplan, Davis Polk, and Wardwell
Public Comment Takefumi Emori, Managing Director, Japan Credit Rating Agency,Ltd.
Public Comment Vickie A. Tillman, Executive Vice President, Standard & Poors Ratings Services

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-08
Release Number
34-57967
How to submit comments