Comments on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers

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Comment
A: 6
B: 34

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Date Received
Date Letter Type Commenter Name
Public Comment Javier Limon
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a October 25, 2023 meeting with representatives of Schulte Roth and Zabel
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a October 27, 2023 meeting with representatives of Managed Funds Association
Public Comment Yosef Bonaparte, Assocaite Professor of Fianance, Director for External Affairs, University of Colorado at Denver
Public Comment Freddy Lo
Public Comment Naomi Boyd, Ph.D., Dean, Professor of Finance, VCU School of Buisness
Public Comment Angel
Public Comment Harry E. Johnson Sr., President, CEO, The Martin Luther King Memorial Foundation
Public Comment Chris Del Valle
Public Comment James Kidd
Public Comment Kyle Edwards
Public Comment Michael Resau
Public Comment Anonymous
Public Comment Anonymous
Public Comment Ben Mason, Historical Masonry Restoration
Public Comment David Gisborn
Public Comment Deepi Singh
Public Comment Kevin Houben
Public Comment Mamedov Aziz
Public Comment Matthew Egan
Public Comment Michael Mason
Public Comment Morgan Sickman
Public Comment Paul J.
Public Comment Saul Pennington
Public Comment Scott Fiore
Public Comment Tim Kornegay
Public Comment Anonymous
Public Comment Nick Coronado
Public Comment Pedro Sobral
Public Comment Sahail Turkmani

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-23
Release Number
34-97990
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