Comments on Electronic Filing and Simplification of Form D

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding an October 30, 2007, meeting with representatives from Pink Sheets, LLC
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding a September 25, 2007, meeting with members of North American Securities Administrators Association
Public Comment Neila Radin, Chair, Securities Law Committee, The Society of Corporate Secretaries and Governance Professionals
Public Comment Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Public Comment John G. Gaine, President, Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee
Public Comment Chris Evans
Public Comment Joseph P. Borg, NASAA President and Director, Alabama Securities Commission
Public Comment Robert M. Lam, Chairman, Thomas A. Michlovic, Commissioner, and Steven D. Irwin, Commissioner, Pennsylvania Securities Commission
Public Comment Don C. Gentry, D.D.S., Corpus Christi, Texas
Public Comment Bryan J. Lantagne, Director, Massachusetts Securities Division, Office of the Secretary of the Commonwealth
Public Comment Chris Evans
Public Comment Ellen Lieberman, Chair, State Regulation of Securities Committee, and Keith F. Higgins, Chair, Federal Regulation of Securities Committee, American Bar Association
Public Comment Greg D. Adams, EDGAR Online, Inc.
Public Comment Howard F. Pitkin, Banking Commissioner, State of Connecticut Department of Banking
Public Comment James Chanos, Chairman, Coalition of Private Investment Companies
Public Comment Cynthia M. Fornelli, Executive Director, Center for Audit Quality
Public Comment James B. Parsons, Parsons/Burnett, LLP, Bellevue, Washington
Public Comment R. Cromwell Coulson, CEO, Pink Sheets LLC, New York, New York
Public Comment Mark Bolgiano, President and CEO, XBRL US, Inc.
Public Comment Stephen A. Marcus, Schiff Hardin LLP
Public Comment Stephens H. Watkins, CEO, Entrex, Inc.
Public Comment Phillip Goldstein, Principal, Bulldog Investors

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-07
Release Number
33-8814
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