Comments on Removal of References to Credit Ratings From Regulation M

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 22, 2023 meeting with the Structured Finance Association
Public Comment Joseph P. Corcoran, Managing Director & Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 29, 2022 meeting with representatives of SIFMA/Member Firms and Sidley Austin LLP
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Public Comment Andrew Macafee, Systems Engineer
Public Comment John Hall, Market analysis
Public Comment Eric Renaud, Acupuncturist
Public Comment Jim Protsenko, Retired
Public Comment Better Markets
Public Comment Bloomberg L.P.
Public Comment International Institute of Law and Finance
Public Comment Joseph P Corcoran, SIFMA
Public Comment Robert Tso, Investor
Public Comment David Navari
Public Comment Paul Sacco
Public Comment Alexander Materna, Physician
Public Comment Bradford Ferguson, Chief Investment Strategist, CFA Charterholder
Public Comment Cliff Morris, Retired financial advisor. Longtime investor.
Public Comment Craig Faison
Public Comment H. Austin Esfandiary
Public Comment James Thompson
Public Comment Jason Smith, Science teacher
Public Comment Jaymin Patel
Public Comment Joseph Hutflus, Professional Engineer
Public Comment Pho
Public Comment Tom Hudson, Healthcare Consultant
Public Comment A.G.G.
Public Comment Aaron Grimshaw, self employed
Public Comment Adrian Woolf
Public Comment Ahmed Bin Saeed, Masters of Sciences

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-22
Release Number
34-94499
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