Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Tim Schmitt, Real Estate Developer
Public Comment Tim Tom
Public Comment Tim, Unemployed
Public Comment Timothy, Lundquist
Public Comment Tom
Public Comment Tom
Public Comment Tom
Public Comment Tom Gregory, Director of Engineering
Public Comment Tou Her
Public Comment Tracey Heasley
Public Comment Travis Whitlatch
Public Comment Trinidad Valencia, Respiratory Therapist
Public Comment Troy
Public Comment Tucker, DevOps
Public Comment Tyler
Public Comment Tyler Edgerle, Project Manager
Public Comment Tyler Fleischacker
Public Comment Tyler Smith
Public Comment Ulrich Baum
Public Comment Vegar Kristensen
Public Comment Walt
Public Comment Walter A. Spill, III, Farm/Ranch
Public Comment Will
Public Comment William Jacoby, Accounting
Public Comment William Johnson
Public Comment William, Software Engineer
Public Comment Wilson Nelson
Public Comment Wyatt Short
Public Comment Yeni, Non-Profit
Public Comment Zach Scrivner

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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