Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Saul Amaeo, Analysis
Public Comment Scott Gee
Public Comment Scott Rundle, Retired
Public Comment Scott Spencer
Public Comment Scott Thompson
Public Comment Scott, IT
Public Comment Sean Broderick
Public Comment Senor Bob Dobalina, Director, WW Communications
Public Comment Shane
Public Comment Sheldon Frank
Public Comment Simon Gonzales
Public Comment Sonny Daniel Cobb, Student
Public Comment Sonny Olivera, Business Owner
Public Comment Soom Renald
Public Comment Sourav Mishra
Public Comment Steven
Public Comment Steven, MD
Public Comment Susan Hanna, Director of Marketing Operations
Public Comment Susan Martin, Accountant
Public Comment T. J. Smizzy
Public Comment Tato Powalski
Public Comment Thomas
Public Comment Thomas
Public Comment Thomas Maller
Public Comment Thomas, Sales
Public Comment Tiffany Pifher
Public Comment Tim
Public Comment Tim
Public Comment Tim R
Public Comment Tim R.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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