Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Nick
Public Comment Nick M.
Public Comment Nick, Analyst
Public Comment Nicolaus S. Zacher, NickZacher.com
Public Comment Nils
Public Comment Noah Eddings
Public Comment Nolan Howey, Biology Scientist
Public Comment Nugent, Music Industry Professional
Public Comment Oliver Brown, Accountant, Big 4
Public Comment Othmane Jnina
Public Comment P.
Public Comment Pankil Shah
Public Comment Parker Hall
Public Comment Parrish Morris, Student
Public Comment Patrick Huffine, Hospitality
Public Comment Patrick O'Grady
Public Comment Paul
Public Comment Paul Barry, Manager, IT at Pharmaceutical Company
Public Comment Paul W.
Public Comment Paul, Information Tech
Public Comment Pedro A. Olmeta
Public Comment Petro, Leader
Public Comment Philip
Public Comment Philip Kastner, Director, TBPST
Public Comment Philip Wall
Public Comment Phillip Cantrell
Public Comment Ponmudi R., IT Architect
Public Comment Preston Lipe
Public Comment Preston Sullivan
Public Comment Q. L.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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