Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Michael Felix, Student
Public Comment Michael Haluska
Public Comment Michael Hamann
Public Comment Michael Hill
Public Comment Michael J. Fornasiero
Public Comment Michael Kaminski
Public Comment Michael Noonan, Associate, International Financial Institution
Public Comment Michael oshaughnessy, Chef
Public Comment Michael Sparks
Public Comment Michael Stewart, Regional Manager, HVAC Sales
Public Comment Michael, Retail Trader
Public Comment Michelle Foulds, Self Employed
Public Comment Mike
Public Comment Mike O'Shaughnessy
Public Comment Mike Thomas
Public Comment Mike Wonka, Research Scientist
Public Comment Miller
Public Comment Mohamed
Public Comment Mohamed, PA
Public Comment Moore
Public Comment Nathan Jensen
Public Comment Nathan May
Public Comment Nathan, Student
Public Comment Nathan, Student
Public Comment Nathaniel Kerscher
Public Comment Nathaniel Rodriguez
Public Comment Neil Barry
Public Comment Neil Sanders
Public Comment Nelson Salgado, Engineer
Public Comment Nick

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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