Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Letter Type Commenter Name
Public Comment Kevin Platt
Public Comment Kevin Rogers
Public Comment Kevin Swaim
Public Comment Kevin Warden
Public Comment Khoreigh, Research Assistant
Public Comment Kilgour Trout, World Scholar
Public Comment Kolan Notowych
Public Comment Korey Lewis
Public Comment Kris B.
Public Comment Kris Henderson, Pharmacist
Public Comment Kristian, Welder Fabricator
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Public Comment Larry mckinnon
Public Comment Lee, American Tax Payer
Public Comment Leon Nan
Public Comment Levi Russell
Public Comment Lincoln Li, Game Design Lead, Bungie
Public Comment Lisa
Public Comment Lucas
Public Comment Lukasz Zyga
Public Comment Luke Martinez
Public Comment Luke, CPA
Public Comment M. Clarke, PhD, Psychotherapy
Public Comment Marc Anderson, Engineer
Public Comment Marco Esquandolas, Book Reader
Public Comment Marco Porcedda, Security Manager
Public Comment Marge Inkall
Public Comment Margrave16
Public Comment Marin
Public Comment Mark Dolmage

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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