Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Johnson
Public Comment Jonathan Davalos
Public Comment Jonathan Molina
Public Comment Jonathan White
Public Comment Jordan Harrison, Information Technology
Public Comment Jordan Thayer
Public Comment Jordan, E-commerce
Public Comment Josh
Public Comment Josh O.
Public Comment Josh, Engineer
Public Comment Joshua Stubblefield
Public Comment Juan
Public Comment Juan Garcia
Public Comment Juan Garcia
Public Comment Juan Perez
Public Comment Juanpablo Martinez
Public Comment Jubert
Public Comment Justin Hill, Systems Administrator
Public Comment Justin Miller
Public Comment Justin Van Den Hanenberg
Public Comment K. Griffin
Public Comment K. Hilton
Public Comment K. R.
Public Comment Kareem Aziz, Rezzzerve
Public Comment Karen, Retired, Small Business Owner
Public Comment Katharine Knezevich, Retired
Public Comment Ken Griffin, Expert Stock Market Frauder
Public Comment Kenny G.
Public Comment Kenny G.
Public Comment Kevin Fontaine

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766