Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Ivie Imoisili, Program Manager
Public Comment J. C.
Public Comment Jackson
Public Comment James
Public Comment James E. Ogureck
Public Comment Janssen
Public Comment Jason Anderson
Public Comment Jason Hill
Public Comment Jason James Eaton, UU Faith
Public Comment Jasper Pummell
Public Comment Jeff
Public Comment John Millings
Public Comment John S., Parts attendant
Public Comment John Smith
Public Comment John, Crane Operator
Public Comment Jon Jimenez, United States Air Force
Public Comment Jon Joensen
Public Comment Jonathan Dugan
Public Comment Jonathan, Information Technology
Public Comment Joseph
Public Comment Joseph
Public Comment Joseph Harris
Public Comment Josh Wesson
Public Comment Joshua Adams
Public Comment Joshua Davis
Public Comment Joshua Janes, Operational Data Analytics Dept., Manager, AEGON UK
Public Comment Justin R
Public Comment Justin, Printing, Social Media Management, Marketing
Public Comment Kamil
Public Comment Kapil Singh

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766